Individual Firm
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RENEE SUE WAINBERG
RENEE WAINBERG AVERBACH
CRD#: 2619774
IA
B
MORGAN STANLEYCRD#: 149777 150 JFK Parkway
2Nd Floor
Short Hills, NJ 07078
2Nd Floor
Short Hills, NJ 07078
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9/15/2005
Regulatory
Final
State Registrations
B
California 3/23/2015
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New Jersey 6/27/2014
B
Connecticut 4/24/2019
B
New York 7/1/2014
B
Delaware 6/29/2015
B
North Carolina 5/22/2019
B
Florida 3/4/2015
B
Ohio 11/29/2017
B
Massachusetts 2/24/2020
B
Pennsylvania 3/3/2022
B
Michigan 9/1/2021
B
Texas 11/9/2020
B
New Jersey 6/5/2014
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Texas 11/12/2020
SRO Registrations
B
B
B
B
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Registered with this firm since 6/27/2014
B
Registered with this firm since 5/29/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 06/06/1995 - 02/23/1996 | BALTIMORE, MD |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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