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Detailed Report
MARIE ANNETTE MARTIN
M ANNETTE MARTIN
CRD#: 2619696
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 ONE PENN SQUARE
LANCASTER, PA 17602
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 ONE PENN SQUARE
LANCASTER, PA 17603
Registration History
1995200020052010201520202025IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - Present (16 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2008 - Present (16 years)BPRIMEVEST FINANCIAL SERVICES, INC. (CRD# 15340)2000 - 2008 (8 years)BBISYS BROKERAGE SERVICES, INC. (CRD# 23302)1999 - 2000 (<1 year)BMONY SECURITIES CORPORATION (CRD# 4386)1995 - 2000 (4 years)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)2008 - 2009 (<1 year)
Disclosure(s)
View By:
4/15/2009
Customer Dispute
Denied
License(s)

State Registrations

B
California 4/5/2022
B
New York 6/4/2008
B
Connecticut 3/17/2023
B
North Carolina 6/4/2008
B
Delaware 9/5/2013
B
Oklahoma 2/19/2009
B
Florida 7/20/2011
B
Pennsylvania 6/4/2008
B
Georgia 10/3/2023
IA
Pennsylvania 1/2/2009
B
Idaho 4/8/2019
B
South Carolina 11/14/2016
B
Illinois 11/4/2020
B
Tennessee 12/3/2019
B
Maryland 6/4/2008
B
Texas 9/4/2018
B
Massachusetts 8/8/2017
IA
Texas 11/11/2024
B
Nevada 4/19/2023
B
Virginia 6/4/2008
B
New Jersey 1/3/2013

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
ONE PENN SQUARE, LANCASTER, PA 17602
Registered with this firm since 1/2/2009
B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
ONE PENN SQUARE, LANCASTER, PA 17603
Registered with this firm since 6/4/2008
Previous Registration(s)
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IA
 08/21/2008 - 01/02/2009 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) ST. PETERSBURG, FL
B
 05/10/2000 - 06/05/2008 PRIMEVEST FINANCIAL SERVICES, INC. (CRD#:15340) PARKESBURG, PA
B
 10/14/1999 - 05/10/2000 BISYS BROKERAGE SERVICES, INC. (CRD#:23302) ST. CLOUD, MN
B
 05/24/1995 - 01/14/2000 MONY SECURITIES CORPORATION (CRD#:4386) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.