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JONATHAN EDWARD ROGERS
JON ROGERS, JONATHAN E ROGERS
CRD#: 2619428
IA
Investment Adviser
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Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 SCITUATE, MA
CETERA ADVISORS LLCCRD#: 10299 SCITUATE, MA
Registration History
1995200020052010201520202025IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (<1 year)BCETERA ADVISORS LLC (CRD# 10299)2016 - Present (8 years)BINVESTORS CAPITAL CORP. (CRD# 30613)2003 - 2016 (12 years)BMUTUAL SERVICE CORPORATION (CRD# 4806)2001 - 2003 (2 years)BSALOMON SMITH BARNEY INC. (CRD# 7059)1998 - 2001 (2 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1996 - 1998 (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1995 - 1996 (<1 year)IACETERA ADVISORS LLC (CRD# 10299)2016 - 2024 (7 years)IAABBEY CAPITAL LLC (CRD# 151835)2009 - 2017 (7 years)IAINVESTORS CAPITAL ADVISORY (CRD# 30613)2004 - 2016 (12 years)
Disclosure(s)
View By:
1/14/2004
Customer Dispute
Settled
5/1/2001
Customer Dispute
Denied
License(s)

State Registrations

B
Connecticut 3/12/2024

B
New Hampshire 4/27/2017

B
Florida 10/4/2016

B
North Carolina 7/15/2022

B
Massachusetts 10/3/2016

B
Rhode Island 10/3/2016

IA
Massachusetts 3/21/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
SCITUATE, MA
Registered with this firm since 3/21/2024

B
CETERA ADVISORS LLC (CRD#:10299)
SCITUATE, MA
Registered with this firm since 10/3/2016

Previous Registration(s)
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10/03/2016 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) BOSTON, MA
IA
10/21/2009 - 01/03/2017 ABBEY CAPITAL LLC (CRD#:151835) BOSTON, MA
IA
10/06/2004 - 10/03/2016 INVESTORS CAPITAL ADVISORY (CRD#:30613) BOSTON, MA
B
11/14/2003 - 10/03/2016 INVESTORS CAPITAL CORP. (CRD#:30613) BOSTON, MA
B
04/23/2001 - 11/17/2003 MUTUAL SERVICE CORPORATION (CRD#:4806) BOSTON, MA
B
07/27/1998 - 04/16/2001 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
05/31/1996 - 07/30/1998 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
07/09/1995 - 06/11/1996 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.