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Detailed Report
KEVIN PAUL HENNESSY
CRD#: 2618099
IA
Investment Adviser
B
Broker
MONEY CONCEPTS ADVISORY SERVICECRD#: 12963 2001 Shawnee Mission Parway
Mission Woods, KS 66205
Registration History
19952000200520102015202020252 FIRMS2017 - Present (7 years)BCOUNTRY CLUB FINANCIAL SERVICE... (CRD# 29807)2006 - 2017 (11 years)BM&I BROKERAGE SERVICES, INC. (CRD# 16517)2006 - 2006 (<1 year)BGOLD CAPITAL MANAGEMENT INC. (CRD# 7036)2001 - 2006 (4 years)BCOMMERCE BROKERAGE SERVICES, INC. (CRD# 17140)1999 - 2001 (2 years)BUMB SCOUT BROKERAGE SERVICES, INC. (CRD# 17073)1995 - 1999 (3 years)IACOUNTRY CLUB FINANCIAL SERVICE... (CRD# 29807)2007 - 2017 (10 years)
License(s)

State Registrations

B
Arizona 12/1/2017
B
Missouri 12/1/2017
B
Arkansas 9/15/2023
B
Nebraska 8/17/2023
B
California 1/23/2018
B
New Jersey 1/23/2018
B
Colorado 12/1/2017
B
North Dakota 1/12/2024
B
Delaware 1/23/2018
B
Oklahoma 12/1/2017
B
District of Columbia 9/15/2023
B
Texas 12/1/2017
B
Florida 1/12/2024
B
Utah 7/2/2021
B
Illinois 12/1/2017
B
Virginia 12/1/2017
IA
Kansas 11/8/2017
B
Washington 1/2/2024
B
Kansas 12/1/2017
B
Wisconsin 9/15/2023
B
Maryland 1/3/2023
B
Wyoming 1/12/2024
B
Minnesota 9/15/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MONEY CONCEPTS ADVISORY SERVICE (CRD#:12963)
2001 Shawnee Mission Parway, Mission Woods, KS 66205
Registered with this firm since 11/8/2017
B
MONEY CONCEPTS CAPITAL CORP (CRD#:12963)
2001 Shawnee Mission Parway, Mission Woods, KS 66205
Registered with this firm since 12/1/2017
Previous Registration(s)
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IA
 04/02/2007 - 12/01/2017 COUNTRY CLUB FINANCIAL SERVICES, INC. (CRD#:29807) MISSION WOODS, KS
B
 10/16/2006 - 12/01/2017 COUNTRY CLUB FINANCIAL SERVICES, INC. (CRD#:29807) MISSION WOODS, KS
B
 06/01/2006 - 10/12/2006 M&I BROKERAGE SERVICES, INC. (CRD#:16517) LEAWOOD, KS
B
 10/02/2001 - 06/01/2006 GOLD CAPITAL MANAGEMENT INC. (CRD#:7036) SHAWNEE, KS
B
 04/22/1999 - 09/04/2001 COMMERCE BROKERAGE SERVICES, INC. (CRD#:17140) CLAYTON, MO
B
 07/06/1995 - 03/17/1999 UMB SCOUT BROKERAGE SERVICES, INC. (CRD#:17073) KANSAS CITY, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.