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CRAIG DWAYNE MCKENZIE
CRD#: 2618071
IA
B
MORGAN STANLEYCRD#: 149777 1747 Pennsylvania Avenue NW
Washington, DC 20006
Washington, DC 20006
0
Disclosures
25
Years of Experience
View By:
State Registrations
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Alabama 2/10/2016
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Montana 2/10/2016
B
Alaska 2/10/2016
B
Nebraska 2/10/2016
B
Arizona 2/10/2016
B
Nevada 2/10/2016
B
Arkansas 2/10/2016
B
New Hampshire 2/10/2016
B
California 2/10/2016
B
New Jersey 2/10/2016
B
Colorado 2/10/2016
B
New Mexico 2/10/2016
B
Connecticut 2/10/2016
B
New York 2/10/2016
B
Delaware 2/10/2016
B
North Carolina 2/10/2016
B
District of Columbia 1/29/2016
B
North Dakota 2/10/2016
IA
District of Columbia 2/9/2016
B
Ohio 2/10/2016
B
Florida 2/10/2016
B
Oklahoma 2/10/2016
B
Georgia 2/10/2016
B
Oregon 2/10/2016
B
Hawaii 2/10/2016
B
Pennsylvania 2/10/2016
B
Idaho 2/10/2016
B
Puerto Rico 2/10/2016
B
Illinois 2/10/2016
B
Rhode Island 2/10/2016
B
Indiana 2/10/2016
B
South Carolina 2/10/2016
B
Iowa 2/10/2016
B
South Dakota 2/10/2016
B
Kansas 2/10/2016
B
Tennessee 2/10/2016
B
Kentucky 2/10/2016
B
Texas 2/10/2016
B
Louisiana 2/10/2016
IA
Texas 2/20/2020
B
Maine 2/10/2016
B
Utah 2/10/2016
B
Maryland 10/23/2013
B
Vermont 2/10/2016
IA
Maryland 10/23/2013
B
Virgin Islands 2/10/2016
B
Massachusetts 2/10/2016
B
Virginia 1/29/2016
B
Michigan 2/10/2016
B
Washington 2/10/2016
B
Minnesota 2/10/2016
B
West Virginia 2/10/2016
B
Mississippi 2/10/2016
B
Wisconsin 2/10/2016
B
Missouri 2/10/2016
B
Wyoming 2/10/2016
SRO Registrations
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IA
Registered with this firm since 10/23/2013
B
Registered with this firm since 10/23/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/17/2007 - 10/17/2013 | WASHINGTON, DC | |
B | 05/29/2007 - 10/17/2013 | WASHINGTON, DC | |
B | 04/24/2007 - 05/29/2007 | WASHINGTON, DC | |
B | 11/15/1999 - 05/12/2005 | BALTIMORE, MD | |
B | 03/06/1998 - 11/22/1999 | NEW YORK, NY | |
B | 07/07/1995 - 08/01/1995 | EDISON, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.