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KAREN JILL HALL
K JILL HALL
CRD#: 2617487
IA
B
OSAIC WEALTH, INC.CRD#: 23131 30386 MT. VERNON ROAD
PRINCESS ANNE, MD 21853
PRINCESS ANNE, MD 21853
0
Disclosures
29
Years of Experience
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State Registrations
B
Delaware 1/24/2025
B
Pennsylvania 1/24/2025
B
District of Columbia 1/24/2025
B
Texas 1/24/2025
B
Maryland 1/24/2025
IA
Texas 1/24/2025
IA
Maryland 1/24/2025
B
Virginia 1/24/2025
SRO Registrations
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IA
Registered with this firm since 1/24/2025
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Registered with this firm since 1/24/2025
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/27/2004 - 01/24/2025 | PRINCESS ANNE, MD | |
B | 01/21/1999 - 01/24/2025 | PRINCESS ANNE, MD | |
IA | 09/08/2004 - 07/07/2006 | PRINCESS ANNE, MD | |
B | 05/30/1995 - 02/04/1999 | GRASONVILLE, MD |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.