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KIMBERLY ANN PHELPS
KIM MEDLER, KIMBERLY ANN MEDLER
CRD#: 2616778
IA
Investment Adviser
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Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 434 E Lake St
Petoskey, MI 49770
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 434 E Lake St
Petoskey, MI 49770
Registration History
19952000200520102015202020252 FIRMS2005 - 2007 (1 year)2 FIRMS2007 - 2008 (1 year)2 FIRMS2008 - 2019 (10 years)2 FIRMS2019 - Present (5 years)BBANC ONE SECURITIES CORPORATION (CRD# 16999)2004 - 2005 (<1 year)BPRIMEVEST FINANCIAL SERVICES, INC. (CRD# 15340)1997 - 2004 (7 years)BHARBAY, KESSEF & CO. (CRD# 35308)1995 - 1997 (2 years)IABANC ONE SECURITIES CORPORATION (CRD# 16999)2005 - 2005 (<1 year)
License(s)

State Registrations

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Arizona 3/4/2019

IA
Michigan 3/4/2019

B
California 3/29/2019

B
Minnesota 10/15/2021

B
Florida 3/4/2019

B
North Carolina 3/29/2019

B
Indiana 11/13/2023

B
Oregon 12/16/2019

B
Michigan 3/4/2019

B
Washington 2/21/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
434 E Lake St, Petoskey, MI 49770
Registered with this firm since 3/4/2019

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
434 E Lake St, Petoskey, MI 49770
Registered with this firm since 3/4/2019

Previous Registration(s)
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IA
12/08/2008 - 03/07/2019 HUNTINGTON FINANCIAL ADVISORS (CRD#:16986) PETOSKEY, MI
B
12/03/2008 - 03/07/2019 THE HUNTINGTON INVESTMENT COMPANY (CRD#:16986) PETOSKEY, MI
IA
03/09/2007 - 12/04/2008 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) PETOSKEY, MI
B
03/01/2007 - 12/04/2008 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) PETOSKEY, MI
IA
07/06/2005 - 03/02/2007 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) PETOSKEY, MI
B
07/06/2005 - 03/02/2007 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) PETOSKEY, MI
IA
01/24/2005 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) PETOSKEY, MI
B
09/13/2004 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
B
09/11/1997 - 09/08/2004 PRIMEVEST FINANCIAL SERVICES, INC. (CRD#:15340) ST. CLOUD, MN
B
05/16/1995 - 10/22/1997 HARBAY, KESSEF & CO. (CRD#:35308)
FINRA expelled the firm on 02/09/2001
COLUMBUS, OH
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.