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CASSANDRA LYNN SAMAJ
CRD#: 2616577
IA
B
MORGAN STANLEYCRD#: 149777 RSA BATTLE HOUSE TOWER
11 NORTH WATER ST., SUITE 16290
MOBILE, AL 36602
11 NORTH WATER ST., SUITE 16290
MOBILE, AL 36602
0
Disclosures
24
Years of Experience
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State Registrations
B
Alabama 5/26/2011
B
Montana 5/9/2024
IA
Alabama 5/31/2011
B
Nevada 3/8/2016
B
Alaska 5/30/2013
B
New Jersey 12/1/2020
B
Arkansas 6/17/2019
B
New Mexico 1/7/2022
B
California 3/29/2018
B
New York 6/16/2011
B
Colorado 1/10/2020
B
North Carolina 5/6/2014
B
Connecticut 5/5/2014
B
Ohio 1/5/2021
B
District of Columbia 2/1/2021
B
Oregon 7/1/2021
B
Florida 5/26/2011
B
Pennsylvania 10/26/2022
B
Georgia 5/26/2011
B
South Carolina 5/5/2014
B
Idaho 6/5/2019
B
South Dakota 1/2/2024
B
Illinois 5/5/2014
B
Tennessee 8/25/2016
B
Indiana 1/8/2020
B
Texas 5/26/2011
B
Kansas 1/5/2021
IA
Texas 5/27/2011
B
Kentucky 1/5/2021
B
Utah 2/11/2022
B
Louisiana 5/5/2014
B
Virginia 1/6/2021
B
Maryland 5/26/2011
B
Washington 1/12/2021
B
Massachusetts 1/5/2021
B
Wisconsin 2/28/2024
B
Mississippi 5/26/2011
B
Wyoming 3/3/2021
B
Missouri 8/8/2016
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 5/27/2011
B
Registered with this firm since 5/26/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/29/2008 - 05/02/2011 | PENSACOLA, FL | |
B | 05/23/2008 - 05/02/2011 | PENSACOLA, FL | |
IA | 03/08/2006 - 06/09/2008 | PENSACOLA, FL | |
B | 08/04/2004 - 06/09/2008 | PENSACOLA, FL | |
B | 09/04/2003 - 07/16/2004 | BIRMINGHAM, AL | |
B | 07/06/2000 - 08/06/2003 | ST. LOUIS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.