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Detailed Report
MARK JAMES BECK
MARK BECK
CRD#: 2616519
IA
Investment Adviser
ANNEX WEALTH MANAGEMENT, LLCCRD#: 127987 17950 W. CORPORATE DRIVE
SUITE 300
BROOKFIELD, WI 53045
Registration History
2002200420062008201020122014201620182020202220242026IAANNEX WEALTH MANAGEMENT, LLC (CRD# 127987)2009 - Present (16 years)IAFINANCIAL STRATEGIES, INCORPORATED (CRD# 113097)2002 - 2009 (6 years)
License(s)

State Registrations

IA
Florida 12/4/2023
IA
Wisconsin 1/22/2009
Current Registration(s)
IA
ANNEX WEALTH MANAGEMENT, LLC (CRD#:127987)
17950 W. CORPORATE DRIVE SUITE 300, BROOKFIELD, WI 53045
Registered with this firm since 1/22/2009
Previous Registration(s)
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IA
 09/24/2002 - 06/16/2009 FINANCIAL STRATEGIES, INCORPORATED (CRD#:113097) BROOKFIELD, WI
For additional information about investment advisers or broker-dealers, please visit
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.