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Detailed Report
RAFAEL EKSTEIN
CRD#: 2615983
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 185A MARCY AVENUE
BROOKLYN, NY 11211
Registration History
1995200020052010201520202025IAPARK AVENUE SECURITIES LLC (CRD# 46173)2013 - Present (11 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)1999 - Present (25 years)BGUARDIAN INVESTOR SERVICES COR... (CRD# 6635)1995 - 1999 (3 years)
License(s)

State Registrations

B
Delaware 1/22/2013
B
Maryland 6/28/2013
IA
Delaware 6/28/2013
IA
Maryland 6/28/2013
B
Florida 10/3/2022
B
New Jersey 7/6/2012
B
Georgia 3/7/2023
IA
New Jersey 7/2/2013
IA
Georgia 3/10/2023
B
New York 5/3/1999
B
Kentucky 1/24/2018
IA
New York 4/16/2021
IA
Kentucky 2/22/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
185A MARCY AVENUE, BROOKLYN, NY 11211
Registered with this firm since 6/28/2013
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
185A MARCY AVENUE, BROOKLYN, NY 11211
Registered with this firm since 5/3/1999
Previous Registration(s)
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B
 06/26/1995 - 05/03/1999 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.