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Detailed Report
John Gregory Pedotto
CRD#: 2615205
IA
Investment Adviser
B
Broker
SCHWAB WEALTH ADVISORY, INC.CRD#: 159035 9800 Schwab Way
Lone Tree, CO 80124
CHARLES SCHWAB & CO., INC.CRD#: 5393 9800 Schwab Way
Lone Tree, CO 80124
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2021 - Present (3 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)1996 - 2021 (25 years)BQUEST CAPITAL STRATEGIES, INC. (CRD# 16783)1995 - 1996 (<1 year)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2013 - 2021 (7 years)IASCHWAB PRIVATE CLIENT INVESTME... (CRD# 159035)2012 - 2013 (1 year)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2000 - 2011 (11 years)
License(s)

State Registrations

B
Alabama 8/18/2021
B
Missouri 8/18/2021
B
Arizona 8/18/2021
B
Nebraska 8/18/2021
B
California 8/10/2021
B
Nevada 8/18/2021
B
Colorado 8/10/2021
B
New Jersey 8/18/2021
IA
Colorado 8/10/2021
B
New Mexico 8/18/2021
B
Connecticut 8/18/2021
B
New York 8/18/2021
B
Florida 8/18/2021
B
North Carolina 8/18/2021
B
Georgia 8/18/2021
B
Ohio 8/18/2021
B
Idaho 8/18/2021
B
Oklahoma 8/18/2021
B
Illinois 8/18/2021
B
Pennsylvania 8/18/2021
B
Iowa 8/18/2021
B
Tennessee 8/18/2021
B
Kansas 8/18/2021
B
Texas 8/10/2021
B
Kentucky 8/18/2021
IA
Texas 8/10/2021
B
Louisiana 8/7/2024
B
Utah 8/18/2021
B
Maine 8/18/2021
B
Virginia 8/18/2021
B
Massachusetts 8/18/2021
B
Washington 8/18/2021
B
Minnesota 8/18/2021
B
Wyoming 8/18/2021

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
9800 Schwab Way, Lone Tree, CO 80124
HIGHLANDS RANCH, CO
Registered with this firm since 8/10/2021
IA
SCHWAB WEALTH ADVISORY, INC. (CRD#:159035)
9800 Schwab Way, Lone Tree, CO 80124
Registered with this firm since 8/10/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/24/2013 - 05/13/2021 CHARLES SCHWAB & CO., INC. (CRD#:5393) Lone Tree, CO
B
 02/20/1996 - 05/13/2021 CHARLES SCHWAB & CO., INC. (CRD#:5393) Lone Tree, CO
IA
 01/03/2012 - 06/17/2013 SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. (CRD#:159035) ENGLEWOOD, CO
IA
 01/19/2000 - 12/31/2011 CHARLES SCHWAB & CO., INC. (CRD#:5393) Lone Tree, CO
B
 12/19/1995 - 02/22/1996 QUEST CAPITAL STRATEGIES, INC. (CRD#:16783) LAGUNA HILLS, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.