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KEVIN MICHAEL COHEN
CRD#: 2614998
IA
Investment Adviser
B
Previous Broker
ONE WEALTH ADVISORS, LLCCRD#: 170910 766 VALENCIA STREET
2ND FLOOR
SAN FRANCISCO, CA 94110
Registration History
19952000200520102015202020252 FIRMS2011 - 2015 (4 years)IAONE WEALTH ADVISORS, LLC (CRD# 170910)2016 - Present (8 years)BJ.P. MORGAN CLEARING CORP. (CRD# 28432)2006 - 2011 (4 years)BJ.P.MORGAN SECURITIES INC. (CRD# 79)2006 - 2008 (2 years)BE*TRADE CLEARING LLC (CRD# 25025)2002 - 2006 (3 years)BE*TRADE SECURITIES LLC (CRD# 29106)1995 - 2002 (6 years)BDICKINSON & CO. (CRD# 689)1995 - 1995 (<1 year)
License(s)

State Registrations

IA
California 3/15/2016

Current Registration(s)
IA
ONE WEALTH ADVISORS, LLC (CRD#:170910)
766 VALENCIA STREET 2ND FLOOR, SAN FRANCISCO, CA 94110
Registered with this firm since 3/15/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/24/2011 - 09/10/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) SAN FRANCISCO, CA
B
06/23/2011 - 09/10/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) SAN FRANCISCO, CA
B
07/27/2006 - 06/27/2011 J.P. MORGAN CLEARING CORP. (CRD#:28432) SAN FRANCISCO, CA
B
07/27/2006 - 12/31/2008 J.P.MORGAN SECURITIES INC. (CRD#:79) SAN FRANCISCO, CA
B
09/03/2002 - 03/09/2006 E*TRADE CLEARING LLC (CRD#:25025) JERSEY CITY, NJ
B
12/21/1995 - 09/03/2002 E*TRADE SECURITIES LLC (CRD#:29106) JERSEY CITY, NJ
B
07/06/1995 - 11/15/1995 DICKINSON & CO. (CRD#:689)
FINRA expelled the firm on 04/07/1998
DES MOINES, IA
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.