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JOHN PAUL WACKOWSKI
JOHN P WACKOWSKI
CRD#: 2614789
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2033 N MAIN ST STE 800
WALNUT CREEK, CA 94596
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS1999 - 2003 (4 years)2 FIRMS2003 - 2008 (5 years)2 FIRMS2008 - 2009 (<1 year)2 FIRMS2009 - 2018 (9 years)2 FIRMS2018 - Present (6 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1995 - 1999 (4 years)
License(s)

State Registrations

B
Arizona 3/25/2020

B
New Mexico 10/4/2021

B
California 6/29/2018

B
New York 6/26/2020

IA
California 6/29/2018

B
North Carolina 6/29/2018

B
Colorado 6/29/2018

B
Ohio 6/29/2018

B
Delaware 6/29/2018

B
Oregon 6/29/2018

B
Florida 6/29/2018

B
South Carolina 10/4/2021

B
Georgia 6/29/2018

B
Texas 6/29/2018

B
Hawaii 8/20/2019

IA
Texas 6/29/2018

B
Idaho 6/29/2018

B
Utah 6/29/2018

B
Illinois 11/11/2020

B
Virginia 6/29/2018

B
Missouri 6/29/2018

B
Washington 7/14/2020

B
Nevada 6/29/2018

B
Wyoming 12/13/2021

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2033 N MAIN ST STE 800, WALNUT CREEK, CA 94596
Registered with this firm since 6/29/2018

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2033 N MAIN ST STE 800, WALNUT CREEK, CA 94596
Registered with this firm since 6/29/2018

Previous Registration(s)
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IA
06/01/2009 - 07/02/2018 MORGAN STANLEY (CRD#:149777) WALNUT CREEK, CA
B
06/01/2009 - 07/02/2018 MORGAN STANLEY (CRD#:149777) WALNUT CREEK, CA
IA
11/17/2008 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) WALNUT CREEK, CA
B
11/14/2008 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) WALNUT CREEK, CA
IA
07/01/2003 - 11/17/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) WALNUT CREEK, CA
B
07/01/2003 - 11/17/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) WALNUT CREEK, CA
IA
07/14/1999 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) WALNUT CREEK, CA
B
07/02/1999 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
07/25/1995 - 07/19/1999 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.