Individual Firm
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ANTONIO ALFREDO FONTANA
CRD#: 2613894
IA
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WELLS FARGO ADVISORSCRD#: 19616 500 SILVER SPUR RD
3RD FL STE 300
ROLLING HILLS ESTATES, CA 90275
3RD FL STE 300
ROLLING HILLS ESTATES, CA 90275
0
Disclosures
29
Years of Experience
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State Registrations
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Arizona 3/3/2022
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Massachusetts 3/3/2022
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California 3/3/2022
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Nevada 3/3/2022
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California 3/3/2022
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New Jersey 3/3/2022
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Hawaii 3/3/2022
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New York 3/3/2022
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Idaho 3/3/2022
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Tennessee 3/3/2022
SRO Registrations
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IA
Registered with this firm since 3/3/2022
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Registered with this firm since 3/3/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/03/2014 - 03/08/2022 | LOS ANGELES, CA | |
B | 06/02/2014 - 03/08/2022 | LOS ANGELES, CA | |
IA | 02/04/2008 - 06/03/2014 | LOS ANGELES, CA | |
B | 02/01/2008 - 06/03/2014 | LOS ANGELES, CA | |
IA | 08/21/2006 - 02/08/2008 | CENTURY CITY, CA | |
B | 07/21/2006 - 02/08/2008 | CENTURY CITY, CA | |
IA | 07/05/2002 - 07/28/2006 | EL SEGUNDO, CA | |
B | 08/24/2001 - 07/28/2006 | EL SEGUNDO, CA | |
B | 05/24/1995 - 08/27/2001 | PURCHASE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.