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Detailed Report
JOSH JESS MILES
JOSHUA JESS MILES, JOSHUA MILES
CRD#: 2612679
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 950 W Bannock St
Suite 700
Boise, ID 83702
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2016 (7 years)2 FIRMS2016 - Present (8 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1999 - 2009 (10 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1997 - 1999 (1 year)BSMITH BARNEY INC. (CRD# 7059)1996 - 1997 (<1 year)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2003 - 2009 (6 years)
License(s)

State Registrations

B
Alabama 7/24/2019
B
Nevada 8/12/2016
B
Arizona 8/12/2016
B
New Jersey 8/12/2016
B
Arkansas 8/12/2016
B
New Mexico 2/9/2024
B
California 8/12/2016
B
New York 11/29/2016
B
Colorado 8/12/2016
B
North Carolina 8/12/2016
B
Connecticut 5/26/2023
B
Ohio 5/30/2018
B
District of Columbia 5/4/2022
B
Oklahoma 5/6/2022
B
Florida 8/12/2016
B
Oregon 10/5/2016
B
Georgia 3/17/2022
B
Pennsylvania 5/6/2022
B
Idaho 8/12/2016
B
Puerto Rico 4/17/2020
IA
Idaho 8/12/2016
B
Tennessee 11/2/2020
B
Illinois 8/12/2016
B
Texas 8/12/2016
B
Iowa 9/14/2016
IA
Texas 9/14/2016
B
Kansas 5/6/2022
B
Utah 8/12/2016
B
Louisiana 8/6/2021
B
Virginia 8/9/2019
B
Maryland 8/4/2021
B
Washington 8/12/2016
B
Minnesota 3/14/2024
B
Wisconsin 5/6/2022
B
Montana 6/15/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
950 W Bannock St Suite 700, Boise, ID 83702
Boise, ID
Registered with this firm since 8/12/2016
B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
950 W Bannock St Suite 700, Boise, ID 83702
Boise, ID
Registered with this firm since 8/12/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/01/2009 - 08/17/2016 MORGAN STANLEY (CRD#:149777) BOISE, ID
B
 06/01/2009 - 08/17/2016 MORGAN STANLEY (CRD#:149777) BOISE, ID
IA
 04/15/2003 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BOISE, ID
B
 01/11/1999 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BOISE, ID
B
 05/23/1997 - 01/11/1999 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 08/23/1996 - 05/21/1997 SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.