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MARK NANAMURA
CRD#: 2612648
IA
B
MUTUAL ADVISORS, LLCCRD#: 167658 311 NO. 2ND STREET
PORTERVILLE, CA 93257
PORTERVILLE, CA 93257
MUTUAL SECURITIES, INC.CRD#: 13092 311 N. 2nd Street
Ste. D
Porterville, CA 93257
Ste. D
Porterville, CA 93257
0
Disclosures
29
Years of Experience
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State Registrations
B
Arizona 10/22/2021
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Colorado 10/30/2017
B
California 4/22/2013
B
Hawaii 4/22/2013
IA
California 7/1/2013
SRO Registrations
B
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IA
Registered with this firm since 7/1/2013
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Registered with this firm since 4/22/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/23/2013 - 07/09/2013 | PORTERVILLE, CA | |
IA | 02/02/2011 - 05/01/2013 | PORTERVILLE, CA | |
B | 06/12/1995 - 05/01/2013 | PORTERVILLE, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.