• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
XAVIER ROSS
XAVIER ROSSCHAERT
CRD#: 2610648
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 824 A1A N
PONTE VEDRA BEACH, FL 32082
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2023 - Present (1 year)BRBC CAPITAL MARKETS, LLC (CRD# 31194)2018 - 2023 (4 years)BDEUTSCHE BANK SECURITIES INC. (CRD# 2525)2010 - 2018 (7 years)BICAP CORPORATES LLC (CRD# 2762)2009 - 2010 (<1 year)BHSBC SECURITIES (USA) INC. (CRD# 19585)2004 - 2009 (4 years)
License(s)

State Registrations

B
California 5/25/2023

B
North Carolina 9/11/2023

B
Florida 4/11/2023

B
Pennsylvania 5/15/2024

IA
Florida 5/18/2023

B
Texas 8/29/2023

B
New Jersey 6/12/2023

IA
Texas 8/29/2023

B
New York 8/21/2023

B
Vermont 5/13/2024

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
824 A1A N, PONTE VEDRA BEACH, FL 32082
Registered with this firm since 5/18/2023

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
824 A1A N, PONTE VEDRA BEACH, FL 32082
Registered with this firm since 4/11/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
B
08/27/2018 - 03/23/2023 RBC CAPITAL MARKETS, LLC (CRD#:31194) NEW YORK, NY
B
09/02/2010 - 03/02/2018 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) JACKSONVILLE, FL
B
08/19/2009 - 07/06/2010 ICAP CORPORATES LLC (CRD#:2762) JERSEY CITY, NJ
B
11/26/2004 - 07/20/2009 HSBC SECURITIES (USA) INC. (CRD#:19585) NEW YORK CITY, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.