Individual Firm
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KEVIN MICHAEL TURNOCK
CRD#: 2610475
IA
B
MORGAN STANLEYCRD#: 149777 410 Severn Avenue
Suite 211
Annapolis, MD 21403
Suite 211
Annapolis, MD 21403
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6/3/1998
Customer Dispute
Closed-No Action
State Registrations
B
Arizona 1/4/2022
B
Mississippi 6/30/2016
B
Arkansas 5/13/2016
B
Nebraska 12/4/2024
B
California 6/3/2016
B
New Hampshire 8/3/2023
B
Colorado 5/13/2016
B
New Jersey 5/13/2016
B
Connecticut 9/24/2020
B
New Mexico 5/13/2016
B
Delaware 5/13/2016
B
New York 5/13/2016
B
District of Columbia 5/13/2016
B
North Carolina 5/13/2016
B
Florida 5/13/2016
B
Ohio 5/13/2016
B
Georgia 5/13/2016
B
Oregon 12/5/2018
B
Illinois 5/13/2016
B
Pennsylvania 5/13/2016
B
Indiana 5/16/2016
B
Rhode Island 5/13/2016
B
Iowa 10/6/2020
B
South Carolina 5/19/2016
B
Kentucky 5/13/2016
B
Tennessee 5/13/2016
B
Maryland 5/13/2016
B
Texas 5/13/2016
IA
Maryland 5/13/2016
IA
Texas 4/15/2020
B
Massachusetts 5/24/2016
B
Virginia 5/13/2016
B
Michigan 3/26/2020
B
Washington 5/13/2016
B
Minnesota 5/13/2016
B
West Virginia 5/13/2016
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 5/13/2016
B
Registered with this firm since 5/13/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/06/2004 - 05/16/2016 | ANNAPOLIS, MD | |
B | 08/06/2004 - 05/16/2016 | ANNAPOLIS, MD | |
IA | 02/24/1998 - 08/20/2004 | BETHESDA, MD | |
B | 12/23/1997 - 08/20/2004 | WEEHAWKEN, NJ | |
B | 06/12/1995 - 12/03/1997 | DETROIT, MI |
ANNAPOLIS, MD
08/06/2004 - 05/16/2016
ANNAPOLIS, MD
08/06/2004 - 05/16/2016
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.