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Detailed Report
LAURA FELICE SONDERMAN
LAURA FELICE BOBB, LAURA FELICE GARCIA
CRD#: 2610407
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 31099 Chagrin Boulevard
Pepper Pike, OH 44124
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1995 - 2009 (13 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2006 - 2009 (3 years)
License(s)

State Registrations

B
California 6/1/2009
B
New Jersey 6/1/2009
B
Colorado 12/3/2015
B
New York 6/1/2009
B
District of Columbia 4/13/2023
B
North Carolina 7/19/2010
B
Florida 6/1/2009
B
Ohio 6/1/2009
B
Georgia 6/1/2009
IA
Ohio 6/1/2009
B
Illinois 6/1/2009
B
Oregon 7/28/2021
B
Indiana 7/19/2010
B
Pennsylvania 6/1/2009
B
Louisiana 12/3/2015
B
South Carolina 7/19/2010
B
Maine 10/9/2024
B
Texas 3/12/2015
B
Maryland 12/3/2015
IA
Texas 4/2/2020
B
Massachusetts 6/1/2009
B
Vermont 1/7/2015
B
Michigan 6/1/2009
B
Virginia 6/1/2009
B
Minnesota 6/1/2009
B
Washington 12/3/2015
B
Nevada 1/7/2015

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
31099 Chagrin Boulevard, Pepper Pike, OH 44124
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
31099 Chagrin Boulevard, Pepper Pike, OH 44124
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/01/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) PEPPER PIKE, OH
B
 11/22/1995 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) PEPPER PIKE, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.