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Detailed Report
RANDY JAMES FARINA
CRD#: 2610288
IA
Investment Adviser
EXENCIAL WEALTH ADVISORSCRD#: 130475 13801 Reese Boulevard
Suite 155
Huntersville, NC 28078
Registration History
2020202120222023202420252026IAEXENCIAL WEALTH ADVISORS (CRD# 130475)2020 - Present (4 years)
License(s)

State Registrations

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Connecticut 10/12/2020
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Oklahoma 10/12/2020
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Massachusetts 1/4/2021
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Texas 10/12/2020
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North Carolina 10/12/2020
Current Registration(s)
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EXENCIAL WEALTH ADVISORS (CRD#:130475)
13801 Reese Boulevard Suite 155, Huntersville, NC 28078
Registered with this firm since 10/12/2020
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.