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Detailed Report
LEIGH ANN SCHIELD
LEIGH A SCHIELD, LEIGH A SCHMIDT, LEIGH ANN SCHMIDT
CRD#: 2609147
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 111 North Washington Avenue
Suite 201
Scranton, PA 18503
Registration History
19952000200520102015202020252 FIRMS2020 - Present (4 years)BPRUDENTIAL INVESTMENT MANAGEME... (CRD# 18353)1997 - 2007 (10 years)BPRUDENTIAL RETIREMENT SERVICES... (CRD# 25058)1995 - 1997 (1 year)
License(s)

State Registrations

B
Pennsylvania 8/6/2020
IA
Pennsylvania 8/6/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
111 North Washington Avenue Suite 201, Scranton, PA 18503
Registered with this firm since 8/6/2020
B
MORGAN STANLEY (CRD#:149777)
111 North Washington Avenue Suite 201, Scranton, PA 18503
Registered with this firm since 7/9/2020
Previous Registration(s)
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B
 01/01/1997 - 06/27/2007 PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (CRD#:18353) SCRANTON, PA
B
 04/27/1995 - 01/01/1997 PRUDENTIAL RETIREMENT SERVICES, INC. (CRD#:25058) NEWARK, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.