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KENNETH SCOTT MERGEN
KENNETH S MERGEN
CRD#: 2609056
IA
Investment Adviser
B
Broker
RETIREMENT PLAN ADVISORS, LLCCRD#: 122758
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 DOYLESTOWN, PA
Registration History
19952000200520102015202020252 FIRMS2014 - Present (11 years)BSTANCORP EQUITIES, INC. (CRD# 19517)2010 - 2014 (3 years)BHARTFORD SECURITIES DISTRIBUTI... (CRD# 37819)2009 - 2009 (<1 year)BHARTFORD EQUITY SALES COMPANY INC. (CRD# 6604)1999 - 2009 (9 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1996 - 1999 (3 years)BK & Y SECURITIES CORPORATION (CRD# 28706)1995 - 1996 (<1 year)IASTANCORP INVESTMENT ADVISERS, INC. (CRD# 110228)2011 - 2014 (3 years)
License(s)

State Registrations

B
Pennsylvania 2/6/2014

IA
Pennsylvania 2/13/2014

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RETIREMENT PLAN ADVISORS, LLC (CRD#:122758)
Registered with this firm since 2/13/2014

B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
DOYLESTOWN, PA
Registered with this firm since 2/6/2014

Previous Registration(s)
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IA
01/04/2011 - 01/08/2014 STANCORP INVESTMENT ADVISERS, INC. (CRD#:110228) WAYNE, PA
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04/06/2010 - 01/08/2014 STANCORP EQUITIES, INC. (CRD#:19517) WAYNE, PA
B
01/01/2009 - 08/20/2009 HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (CRD#:37819) MARLTON, NJ
B
06/09/1999 - 01/01/2009 HARTFORD EQUITY SALES COMPANY INC. (CRD#:6604) MARLTON, NJ
B
02/12/1996 - 05/03/1999 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
05/17/1995 - 02/12/1996 K & Y SECURITIES CORPORATION (CRD#:28706) LOS ANGELES, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.