Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
SCOTT HERBERT SUNDBERG
CRD#: 2608028
IA
B
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 880 CARILLON PARKWAY
SAINT PETERSBURG, FL 33716
SAINT PETERSBURG, FL 33716
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 880 CARILLON PARKWAY
ST PETERSBURG, FL 33716
ST PETERSBURG, FL 33716
0
Disclosures
26
Years of Experience
View By:
State Registrations
B
Alabama 1/6/2020
B
Montana 1/6/2020
B
Alaska 1/6/2020
B
Nebraska 1/6/2020
B
Arizona 1/6/2020
B
Nevada 1/6/2020
B
Arkansas 1/6/2020
B
New Hampshire 1/6/2020
B
California 1/6/2020
B
New Jersey 1/6/2020
B
Colorado 1/6/2020
B
New Mexico 1/6/2020
B
Connecticut 1/6/2020
B
New York 1/6/2020
B
Delaware 1/6/2020
B
North Carolina 1/6/2020
B
District of Columbia 1/6/2020
B
North Dakota 1/6/2020
B
Florida 2/13/2019
B
Ohio 1/6/2020
IA
Florida 3/12/2019
B
Oklahoma 1/6/2020
B
Georgia 1/6/2020
B
Oregon 1/6/2020
B
Hawaii 1/6/2020
B
Pennsylvania 1/6/2020
B
Idaho 1/6/2020
B
Puerto Rico 1/6/2020
B
Illinois 1/6/2020
B
Rhode Island 1/6/2020
B
Indiana 1/6/2020
B
South Carolina 1/6/2020
B
Iowa 1/6/2020
B
South Dakota 1/6/2020
B
Kansas 1/6/2020
B
Tennessee 1/6/2020
B
Kentucky 1/6/2020
B
Texas 1/6/2020
B
Louisiana 1/6/2020
B
Utah 1/6/2020
B
Maine 1/6/2020
B
Vermont 1/6/2020
B
Maryland 1/6/2020
B
Virgin Islands 1/6/2020
B
Massachusetts 1/6/2020
B
Virginia 1/6/2020
B
Michigan 1/6/2020
B
Washington 1/6/2020
B
Minnesota 1/6/2020
B
West Virginia 1/6/2020
B
Mississippi 1/6/2020
B
Wisconsin 1/6/2020
B
Missouri 1/6/2020
B
Wyoming 1/6/2020
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 3/12/2019
B
Registered with this firm since 2/13/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/08/2018 - 12/17/2018 | SAN ANTONIO, TX | |
B | 12/03/2013 - 12/17/2018 | TAMPA, FL | |
IA | 12/09/2013 - 01/08/2018 | TAMPA, FL | |
IA | 08/06/2009 - 07/16/2013 | ARLINGTON, VA | |
B | 02/13/2006 - 07/16/2013 | TAMPA, FL | |
B | 06/26/2003 - 05/08/2006 | BOSTON, MA | |
B | 11/01/2000 - 07/31/2003 | PURCHASE, NY | |
B | 03/11/1999 - 11/01/2000 | SAN FRANCISCO, CA | |
B | 05/20/1998 - 03/03/1999 | SAN FRANCISCO, CA |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.