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Detailed Report
DAVID AUBREY DUNFEE
DAVID A DUNFEE
CRD#: 2607525
IA
Investment Adviser
B
Broker
KEY INVESTMENT SERVICES LLCCRD#: 136300 23 WATER STREET
BANGOR, ME 04402
Registration History
19952000200520102015202020252 FIRMS2006 - Present (19 years)BMCDONALD INVESTMENTS INC. (CRD# 566)1999 - 2005 (6 years)BKEY INVESTMENTS INC. (CRD# 15873)1999 - 1999 (<1 year)BPRUCO SECURITIES CORPORATION (CRD# 5685)1995 - 1999 (3 years)IAMCDONALD INVESTMENTS INC. (CRD# 566)2002 - 2005 (3 years)
Disclosure(s)
View By:
5/7/2021
Customer Dispute
Settled
9/4/2018
Customer Dispute
Settled
4/2/2004
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 9/11/2019
B
Michigan 9/12/2019
B
Alaska 3/24/2011
B
Minnesota 1/4/2006
B
Arizona 11/3/2009
B
Mississippi 9/10/2019
B
Arkansas 9/11/2019
B
Missouri 1/3/2006
B
California 6/10/2016
B
New Hampshire 5/16/2016
B
Colorado 7/11/2007
B
New York 5/20/2010
B
Connecticut 1/4/2006
B
North Carolina 1/4/2006
B
Florida 1/3/2006
B
Pennsylvania 9/10/2019
B
Maine 1/4/2006
B
Tennessee 2/4/2021
IA
Maine 1/4/2006
B
Texas 8/19/2022
B
Maryland 1/3/2006
B
Virginia 1/4/2006
B
Massachusetts 1/11/2006
B
Wyoming 6/9/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
KEY INVESTMENT SERVICES LLC (CRD#:136300)
23 WATER STREET, BANGOR, ME 04402
Registered with this firm since 1/4/2006
B
KEY INVESTMENT SERVICES LLC (CRD#:136300)
23 WATER STREET, BANGOR, ME 04402
Registered with this firm since 1/3/2006
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 09/30/2002 - 12/31/2005 MCDONALD INVESTMENTS INC. (CRD#:566) BANGOR, ME
B
 05/14/1999 - 12/31/2005 MCDONALD INVESTMENTS INC. (CRD#:566) BANGOR, ME
B
 03/15/1999 - 05/14/1999 KEY INVESTMENTS INC. (CRD#:15873) CLEVELAND, OH
B
 05/24/1995 - 03/23/1999 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.