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Detailed Report
KEVIN SEAN GALLAGHER
CRD#: 2606785
IA
Investment Adviser
B
Broker
CAPITAL ANALYSTSCRD#: 162200 203 BROOKS AVE.
GAITHERBURG, MD 20877
LINCOLN INVESTMENTCRD#: 519 Brookeville, MD
Registration History
19952000200520102015202020252 FIRMS1995 - 1995 (<1 year)IACAPITAL ANALYSTS (CRD# 162200)2014 - Present (10 years)IALINCOLN INVESTMENT (CRD# 519)2008 - Present (17 years)BLINCOLN INVESTMENT (CRD# 519)2007 - Present (17 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1996 - 1997 (<1 year)BCALVERT DISTRIBUTORS, INC. (CRD# 37527)1995 - 1996 (1 year)
License(s)

State Registrations

B
Alabama 10/30/2017
B
New Jersey 1/3/2022
B
California 3/11/2013
B
New Mexico 1/3/2019
B
Colorado 10/18/2012
B
New York 7/2/2009
B
Delaware 1/2/2008
B
North Carolina 6/8/2020
B
District of Columbia 1/2/2008
B
Ohio 4/27/2017
B
Florida 1/5/2015
B
Oregon 6/18/2013
B
Georgia 1/3/2022
B
Pennsylvania 6/9/2010
B
Hawaii 4/12/2021
B
South Carolina 1/3/2019
B
Maryland 8/24/2007
B
Texas 1/3/2022
IA
Maryland 1/3/2008
IA
Texas 8/1/2022
B
Missouri 1/3/2022
B
Virginia 1/2/2008
B
Nevada 1/3/2019
B
West Virginia 1/31/2008

SRO Registrations

B
 FINRA

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAPITAL ANALYSTS (CRD#:162200)
203 BROOKS AVE., GAITHERBURG, MD 20877
Registered with this firm since 10/21/2014
IA
LINCOLN INVESTMENT (CRD#:519)
Brookeville, MD
Registered with this firm since 1/3/2008
B
LINCOLN INVESTMENT (CRD#:519)
Brookeville, MD
Registered with this firm since 8/23/2007
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 12/18/1996 - 03/13/1997 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 09/27/1995 - 12/06/1996 CALVERT DISTRIBUTORS, INC. (CRD#:37527) BETHESDA, MD
B
 06/27/1995 - 08/10/1995 BILTMORE SECURITIES, INC (CRD#:25023)
FINRA expelled the firm on 03/01/1999
FT. LAUDERDALE, FL
B
 05/19/1995 - 06/28/1995 STRATTON OAKMONT INC. (CRD#:18692)
FINRA expelled the firm on 06/29/1998
LAKE SUCCESS, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.