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Detailed Report
STEPHEN YONG PARK
YONG JOON PARK
CRD#: 2606525
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1650 Tysons Boulevard
Suite 1000
Mclean, VA 22102
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2008 - 2008 (<1 year)2 FIRMS2008 - 2022 (14 years)2 FIRMS2022 - Present (2 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1996 - 2008 (11 years)BSMITH BARNEY INC. (CRD# 7059)1996 - 1996 (<1 year)IAA. G. EDWARDS & SONS, INC. (CRD# 4)1997 - 2008 (10 years)
License(s)

State Registrations

B
Alabama 8/23/2022
B
Nebraska 8/12/2022
B
Alaska 8/12/2022
B
Nevada 8/12/2022
B
Arizona 8/12/2022
B
New Hampshire 8/12/2022
B
Arkansas 8/12/2022
B
New Jersey 8/12/2022
B
California 8/12/2022
B
New Mexico 8/12/2022
B
Colorado 8/12/2022
B
New York 8/12/2022
B
Connecticut 8/12/2022
B
North Carolina 8/12/2022
B
Delaware 8/12/2022
B
North Dakota 8/12/2022
B
District of Columbia 8/12/2022
B
Ohio 8/12/2022
IA
District of Columbia 8/25/2022
B
Oklahoma 8/12/2022
B
Florida 8/12/2022
B
Oregon 8/12/2022
B
Georgia 8/12/2022
B
Pennsylvania 8/12/2022
B
Hawaii 8/12/2022
B
Puerto Rico 8/12/2022
B
Idaho 8/12/2022
B
Rhode Island 8/12/2022
B
Illinois 8/12/2022
B
South Carolina 8/12/2022
B
Indiana 8/12/2022
B
South Dakota 8/12/2022
B
Iowa 8/12/2022
B
Tennessee 8/12/2022
B
Kansas 8/12/2022
B
Texas 8/12/2022
B
Kentucky 8/12/2022
IA
Texas 8/12/2022
B
Louisiana 8/12/2022
B
Utah 8/12/2022
B
Maine 8/12/2022
B
Vermont 8/12/2022
B
Maryland 8/12/2022
B
Virgin Islands 8/12/2022
B
Massachusetts 8/12/2022
B
Virginia 8/12/2022
B
Michigan 8/12/2022
IA
Virginia 8/12/2022
B
Minnesota 8/12/2022
B
Washington 8/12/2022
B
Mississippi 8/12/2022
B
West Virginia 8/12/2022
B
Missouri 8/12/2022
B
Wisconsin 8/12/2022
B
Montana 8/12/2022
B
Wyoming 8/12/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1650 Tysons Boulevard Suite 1000, Mclean, VA 22102
Registered with this firm since 8/12/2022
B
MORGAN STANLEY (CRD#:149777)
1650 Tysons Boulevard Suite 1000, Mclean, VA 22102
Registered with this firm since 8/12/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/18/2008 - 08/23/2022 UBS FINANCIAL SERVICES INC. (CRD#:8174) McLean, VA
B
 07/18/2008 - 08/23/2022 UBS FINANCIAL SERVICES INC. (CRD#:8174) McLean, VA
IA
 01/01/2008 - 07/23/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) MCLEAN, VA
B
 01/01/2008 - 07/23/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) MCLEAN, VA
B
 10/21/1996 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) MCLEAN, VA
IA
 03/19/1997 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) MCLEAN, VA
B
 08/21/1996 - 10/24/1996 SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.