Individual Firm
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JASON KURT MICKOOL
CRD#: 2606335
IA
B
FLORIDA FINANCIAL ADVISORS, LLCCRD#: 288811 401 S 12TH ST.
UNIT 2
TAMPA, FL 33602
UNIT 2
TAMPA, FL 33602
TRINITY WEALTH SECURITIES, L.L.C.CRD#: 104348 6550 W Hillsborough Ave
3rd Floor
Tampa, FL 33634
3rd Floor
Tampa, FL 33634
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8/21/2014
Employment Separation After Allegations
6/16/2014
Customer Dispute
Denied
State Registrations
B
Arkansas 10/30/2023
B
Missouri 12/5/2022
B
California 11/1/2023
B
New Hampshire 2/29/2024
B
Connecticut 3/24/2021
IA
New York 2/8/2023
IA
Florida 8/4/2017
B
Ohio 9/3/2024
B
Florida 3/9/2019
IA
Pennsylvania 7/15/2020
B
Illinois 4/15/2021
B
Texas 7/14/2024
B
Indiana 9/19/2023
B
Washington 2/14/2024
B
Massachusetts 4/18/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 8/4/2017
B
Registered with this firm since 3/9/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 03/26/2018 - 03/08/2019 | Tampa, FL | |
B | 10/03/2014 - 03/27/2018 | Tampa, FL | |
IA | 10/09/2015 - 04/24/2017 | Chicago, IL | |
IA | 07/02/2013 - 09/18/2014 | CHICAGO, IL | |
B | 06/19/2013 - 09/18/2014 | CHICAGO, IL | |
IA | 11/12/2009 - 05/23/2013 | NORTHBROOK, IL | |
B | 08/22/2007 - 05/23/2013 | NORTHBROOK, IL | |
IA | 05/17/2001 - 12/08/2006 | BOSTON, MA | |
B | 06/22/1995 - 12/08/2006 | BOSTON, MA | |
B | 06/22/1995 - 07/03/2006 | MINNEAPOLIS, MN |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.