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Detailed Report
MICHAEL WALTER HASSELL
CRD#: 2605921
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 150 RADNOR-CHESTER ROAD
SUITE B100
RADNOR, PA 19087
Registration History
19952000200520102015202020252 FIRMS2019 - Present (6 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2006 - 2019 (12 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2001 - 2006 (5 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1998 - 2001 (2 years)BWHEAT, FIRST SECURITIES, INC. (CRD# 6124)1995 - 1998 (3 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2010 - 2019 (8 years)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)2006 - 2006 (<1 year)
Disclosure(s)
View By:
7/14/2008
Customer Dispute
Denied
7/5/2001
Customer Dispute
Award / Judgment
License(s)

State Registrations

B
Alabama 2/28/2019
B
Nevada 2/28/2019
B
Alaska 2/28/2019
B
New Hampshire 2/28/2019
B
Arizona 2/28/2019
B
New Jersey 2/28/2019
B
Arkansas 2/28/2019
B
New Mexico 2/28/2019
B
California 2/28/2019
B
New York 2/28/2019
B
Colorado 2/28/2019
B
North Carolina 2/28/2019
B
Connecticut 2/28/2019
B
North Dakota 2/28/2019
B
Delaware 3/18/2019
B
Ohio 2/28/2019
B
District of Columbia 2/28/2019
B
Oklahoma 2/28/2019
B
Florida 2/28/2019
B
Oregon 2/28/2019
B
Georgia 2/28/2019
B
Pennsylvania 2/28/2019
B
Hawaii 2/28/2019
IA
Pennsylvania 2/28/2019
B
Idaho 2/28/2019
B
Puerto Rico 2/28/2019
B
Illinois 5/1/2019
B
Rhode Island 2/28/2019
B
Indiana 2/28/2019
B
South Carolina 2/28/2019
B
Iowa 2/28/2019
B
South Dakota 2/28/2019
B
Kansas 2/28/2019
B
Tennessee 2/28/2019
B
Kentucky 2/28/2019
B
Texas 2/28/2019
B
Louisiana 2/28/2019
IA
Texas 2/28/2019
B
Maine 2/28/2019
B
Utah 2/28/2019
B
Maryland 2/28/2019
B
Vermont 2/28/2019
B
Massachusetts 3/1/2019
B
Virgin Islands 2/28/2019
B
Michigan 2/28/2019
B
Virginia 2/28/2019
B
Minnesota 2/28/2019
B
Washington 2/28/2019
B
Mississippi 2/28/2019
B
West Virginia 2/28/2019
B
Missouri 2/28/2019
B
Wisconsin 2/28/2019
B
Montana 2/28/2019
B
Wyoming 2/28/2019
B
Nebraska 2/28/2019

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
150 RADNOR-CHESTER ROAD SUITE B100, RADNOR, PA 19087
1235 Westlakes Drive Suite 225, BERWYN (Valley Forge), PA 19312
Registered with this firm since 2/28/2019
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
150 RADNOR-CHESTER ROAD SUITE B100, RADNOR, PA 19087
1235 Westlakes Drive Suite 225, BERWYN (Valley Forge), PA 19312
Registered with this firm since 2/28/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/18/2010 - 03/01/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MEDIA, PA
B
 05/12/2006 - 03/01/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MEDIA, PA
IA
 09/22/2006 - 12/31/2006 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) MEDIA, PA
B
 03/09/2001 - 05/22/2006 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MEDIA, PA
B
 06/05/1998 - 03/12/2001 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 05/23/1995 - 06/09/1998 WHEAT, FIRST SECURITIES, INC. (CRD#:6124) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.