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Detailed Report
WILLIAM JOSEPH VISCONTO
BILL VISCONTO
CRD#: 2603790
IA
Investment Adviser
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Previous Broker
EAB INVESTMENT GROUP, LLCCRD#: 165865 1650 MARKET STREET
36TH FLOOR
PHILADELPHIA, PA 19103
Registration History
1995200020052010201520202025IAEAB INVESTMENT GROUP, LLC (CRD# 165865)2020 - Present (4 years)BGUGGENHEIM SECURITIES, LLC (CRD# 40638)2020 - 2022 (2 years)BSRT SECURITIES LLC (CRD# 33725)2012 - 2021 (8 years)BMCGOWAN INVESTORS, L.P. (CRD# 127813)2008 - 2011 (2 years)BPFTC TRADING L.L.C. (CRD# 44257)2003 - 2008 (4 years)BSPEAR, LEEDS & KELLOGG (CRD# 3466)1997 - 1997 (<1 year)BCONTINENTAL BROKER-DEALER CORP. (CRD# 14048)1995 - 1995 (<1 year)
License(s)

State Registrations

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Pennsylvania 5/6/2020
Current Registration(s)
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EAB INVESTMENT GROUP, LLC (CRD#:165865)
1650 MARKET STREET 36TH FLOOR, PHILADELPHIA, PA 19103
Registered with this firm since 5/6/2020
Previous Registration(s)
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 07/14/2020 - 11/10/2022 GUGGENHEIM SECURITIES, LLC (CRD#:40638) NEW YORK, NY
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 12/21/2012 - 01/13/2021 SRT SECURITIES LLC (CRD#:33725) BIRMINGHAM, MI
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 11/11/2008 - 05/03/2011 MCGOWAN INVESTORS, L.P. (CRD#:127813) PHILADELPHIA, PA
B
 09/25/2003 - 01/10/2008 PFTC TRADING L.L.C. (CRD#:44257) NEW YORK, NY
B
 02/02/1997 - 06/11/1997 SPEAR, LEEDS & KELLOGG (CRD#:3466) NEW YORK, NY
B
 06/13/1995 - 09/20/1995 CONTINENTAL BROKER-DEALER CORP. (CRD#:14048)
FINRA expelled the firm on 05/06/2004
CARLE PLACE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.