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NILE CHRISTOPHER PULLIN
NILE C PULLIN
CRD#: 2602487
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 ONE STATE STREET
16TH FLOOR
HARTFORD, CT 06103
Registration History
19952000200520102015202020252 FIRMS1995 - 2004 (9 years)2 FIRMS2004 - Present (20 years)
License(s)

State Registrations

B
Arizona 1/9/2006

B
New Hampshire 10/21/2005

B
California 9/8/2005

B
New Jersey 6/21/2004

B
Colorado 10/24/2005

IA
New Jersey 6/23/2004

B
Connecticut 6/10/2005

B
New York 6/21/2004

IA
Connecticut 6/13/2005

B
North Carolina 10/24/2005

B
Delaware 7/9/2015

B
Ohio 10/24/2005

B
District of Columbia 11/8/2005

B
Oklahoma 4/9/2024

B
Florida 9/9/2005

B
Pennsylvania 10/21/2005

B
Georgia 7/9/2015

B
Rhode Island 10/21/2005

B
Hawaii 1/4/2022

B
South Carolina 1/16/2015

B
Illinois 7/9/2015

B
Tennessee 7/30/2018

B
Indiana 1/27/2017

IA
Texas 7/30/2012

B
Kentucky 1/4/2022

B
Texas 8/20/2021

B
Maine 10/24/2005

B
Utah 12/9/2020

B
Maryland 10/25/2005

B
Vermont 7/9/2015

B
Massachusetts 10/25/2005

B
Virginia 7/9/2015

B
Michigan 10/24/2005

B
Washington 6/14/2019

B
Minnesota 1/4/2022

B
West Virginia 10/21/2020

B
Nebraska 3/22/2022

B
Wisconsin 1/4/2012

B
Nevada 6/18/2019

B
Wyoming 5/29/2019

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
ONE STATE STREET 16TH FLOOR, HARTFORD, CT 06103
Registered with this firm since 6/23/2004

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
ONE STATE STREET 16TH FLOOR, HARTFORD, CT 06103
Registered with this firm since 6/21/2004

Previous Registration(s)
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IA
07/06/1995 - 06/24/2004 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) SCARSDALE, NY
B
06/01/1995 - 06/24/2004 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.