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Detailed Report
ROBERT STACK BEYER II
ROBERT S BEYER
CRD#: 2602180
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Previous Investment Adviser
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Previous Broker
BARRED BY FINRA OR THE SEC
FINRA has barred this individual from acting as a broker or otherwise associating with a broker-dealer firm.
The representative was previously registered both as an investment adviser and as a broker. Visit BrokerCheck for more information on this individual's Broker record. Go to BrokerCheck Site
Registration History
2004200520062007200820092010201120122013201420152016IAPRIVATE LABEL MONEY MANAGEMENT... (CRD# 154952)2013 - 2013 (<1 year)IAFORSYTH SECURITES, INC. (CRD# 16323)2010 - 2012 (2 years)IAFORSYTH SECURITES, INC. (CRD# 16323)2008 - 2009 (1 year)IAONEAMERICA SECURITIES, INC. (CRD# 4173)2005 - 2008 (2 years)IAWADDELL & REED, INC. (CRD# 866)2004 - 2004 (<1 year)
Disclosure(s)
View By:
9/30/2015
Regulatory
Final
6/13/2014
Regulatory
Final
Previous Registration(s)
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 03/28/2013 - 09/13/2013 PRIVATE LABEL MONEY MANAGEMENT, INC. (CRD#:154952) NISSWA, MN
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 01/25/2010 - 05/15/2012 FORSYTH SECURITES, INC. (CRD#:16323) KIRKWOOD, MO
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 10/24/2008 - 11/10/2009 FORSYTH SECURITES, INC. (CRD#:16323) ST LOUIS, MO
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 11/10/2005 - 10/10/2008 ONEAMERICA SECURITIES, INC. (CRD#:4173) ST LOUIS, MO
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 10/13/2004 - 10/22/2004 WADDELL & REED, INC. (CRD#:866) SAINT PETERS, MO
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.