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Detailed Report
LISA BETH PUNTILLO
MRS ROBERT PASCUCCI
CRD#: 2602157
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 Cove Neck, NY
Registration History
1995200020052010201520202025IAMORGAN STANLEY (CRD# 149777)2021 - Present (3 years)BMORGAN STANLEY (CRD# 149777)2017 - Present (8 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2008 - 2017 (8 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2000 - 2008 (7 years)BSANFORD C. BERNSTEIN & CO., LLC (CRD# 104474)2000 - 2000 (<1 year)BSANFORD C. BERNSTEIN & CO., INC. (CRD# 1232)1995 - 2000 (5 years)
License(s)

State Registrations

B
Arizona 7/31/2024
B
Michigan 2/6/2017
B
California 2/6/2017
B
Nevada 7/31/2024
B
Colorado 3/13/2024
B
New Hampshire 2/6/2017
B
Connecticut 2/6/2017
B
New Jersey 2/6/2017
B
District of Columbia 7/14/2022
B
New York 2/6/2017
B
Florida 2/6/2017
IA
New York 6/22/2021
B
Georgia 2/6/2017
B
North Carolina 2/6/2017
B
Illinois 3/13/2024
B
Pennsylvania 2/6/2017
B
Maine 3/9/2017
B
South Carolina 7/14/2021
B
Maryland 2/6/2017
B
Virginia 11/9/2020
B
Massachusetts 2/6/2017
B
Wisconsin 3/13/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
Cove Neck, NY
Registered with this firm since 6/22/2021
B
MORGAN STANLEY (CRD#:149777)
Cove Neck, NY
Registered with this firm since 2/6/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 06/16/2008 - 02/15/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) JERICHO, NY
B
 12/08/2000 - 06/27/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MANHASSET, NY
B
 11/01/2000 - 12/20/2000 SANFORD C. BERNSTEIN & CO., LLC (CRD#:104474) NASHVILLE, TN
B
 05/26/1995 - 12/07/2000 SANFORD C. BERNSTEIN & CO., INC. (CRD#:1232) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.