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Detailed Report
ROBERT JAMES SCHUP
CRD#: 2601876
IA
Investment Adviser
B
Broker
CAPITAL ANALYSTSCRD#: 162200 19775 Belmont Executive Plaza
STE 175
Ashburn, VA 20147
LINCOLN INVESTMENTCRD#: 519 19775 Belmont Executive Plaza
STE 175
Ashburn, VA 20147
Registration History
201220142016201820202022202420262 FIRMS2012 - 2014 (2 years)2 FIRMS2014 - 2015 (<1 year)2 FIRMS2015 - 2017 (1 year)2 FIRMS2017 - 2017 (<1 year)2 FIRMS2018 - 2019 (1 year)2 FIRMS2019 - 2020 (1 year)2 FIRMS2020 - 2023 (3 years)2 FIRMS2023 - Present (1 year)IACAPITAL ANALYSTS (CRD# 162200)2024 - Present (1 year)BMORGAN STANLEY SMITH BARNEY (CRD# 149777)2011 - 2012 (<1 year)IAMORGAN STANLEY SMITH BARNEY LLC (CRD# 149777)2012 - 2012 (<1 year)
Disclosure(s)
View By:
7/5/2017
Customer Dispute
Denied
License(s)

State Registrations

B
Delaware 1/10/2024
B
South Carolina 1/10/2024
B
District of Columbia 1/10/2024
B
Virginia 12/18/2023
B
Florida 1/10/2024
IA
Virginia 12/18/2023
B
Maryland 1/10/2024
B
West Virginia 1/10/2024
B
North Carolina 12/21/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAPITAL ANALYSTS (CRD#:162200)
19775 Belmont Executive Plaza STE 175, Ashburn, VA 20147
Registered with this firm since 1/2/2024
IA
LINCOLN INVESTMENT (CRD#:519)
19775 Belmont Executive Plaza STE 175, Ashburn, VA 20147
Virginia Beach, VA
Registered with this firm since 12/18/2023
B
LINCOLN INVESTMENT (CRD#:519)
19775 Belmont Executive Plaza STE 175, Ashburn, VA 20147
Virginia Beach, VA
Registered with this firm since 12/18/2023
Previous Registration(s)
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IA
 11/06/2020 - 12/19/2023 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) VIRGINIA BEACH, VA
B
 11/06/2020 - 12/19/2023 SECURITIES AMERICA, INC. (CRD#:10205) VIRGINIA BEACH, VA
IA
 04/24/2019 - 11/06/2020 KMS FINANCIAL SERVICES, INC (CRD#:3866) Norfolk, VA
B
 04/24/2019 - 11/06/2020 KMS FINANCIAL SERVICES, INC. (CRD#:3866) Norfolk, VA
IA
 04/17/2018 - 04/25/2019 ON INVESTMENT MANAGEMENT CO (CRD#:105662) NORFOLK, VA
B
 04/16/2018 - 04/25/2019 THE O.N. EQUITY SALES COMPANY (CRD#:2936) NORFOLK, VA
IA
 03/02/2017 - 09/12/2017 INFINEX INVESTMENTS, INC. (CRD#:35371) Newport News, VA
B
 03/02/2017 - 09/12/2017 INFINEX INVESTMENTS, INC. (CRD#:35371) Newport News, VA
IA
 05/07/2015 - 03/13/2017 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) VIRGINIA BEACH, VA
B
 05/07/2015 - 03/13/2017 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) VIRGINIA BEACH, VA
IA
 11/03/2014 - 05/20/2015 SAGEPOINT FINANCIAL, INC. (CRD#:133763) VIRGINIA BEACH, VA
B
 08/20/2014 - 05/20/2015 SAGEPOINT FINANCIAL, INC. (CRD#:133763) VIRGINIA BEACH, VA
IA
 04/19/2012 - 08/15/2014 MML INVESTORS SERVICES, LLC (CRD#:10409) ELIZABETH CITY, NC
B
 03/30/2012 - 08/15/2014 MML INVESTORS SERVICES, LLC (CRD#:10409) ELIZABETH CITY, NC
IA
 01/03/2012 - 03/28/2012 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) ELIZABETH CITY, NC
B
 12/02/2011 - 03/28/2012 MORGAN STANLEY SMITH BARNEY (CRD#:149777) ELIZABETH CITY, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.