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Carol A. Wilson
CAROL ANN WILSON, CAROL WILSON
CRD#: 2600317
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 250 S. MIDDLETOWN ROAD
NANUET, NY 10954
Registration History
20002002200420062008201020122014201620182020202220242 FIRMS2019 - Present (5 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)2019 - 2019 (<1 year)BTHE WILLIAMS CAPITAL GROUP, L.P. (CRD# 35149)2017 - 2018 (<1 year)BDEUTSCHE BANK SECURITIES INC. (CRD# 2525)2007 - 2009 (1 year)BA. G. EDWARDS & SONS, INC. (CRD# 4)2005 - 2007 (2 years)BBROWN BROTHERS HARRIMAN & CO. (CRD# 104487)2000 - 2004 (4 years)
License(s)

State Registrations

B
Alabama 12/1/2020

B
New Mexico 12/18/2019

B
Arizona 12/18/2019

B
New York 11/6/2019

B
Arkansas 12/18/2019

IA
New York 5/3/2021

B
California 12/18/2019

B
North Carolina 12/18/2019

B
Colorado 12/18/2019

B
Ohio 3/27/2024

B
Connecticut 11/6/2019

B
Oregon 1/15/2021

B
Delaware 12/18/2019

B
Pennsylvania 12/18/2019

B
Florida 12/18/2019

B
Puerto Rico 5/5/2021

B
Georgia 12/18/2019

B
Rhode Island 12/18/2019

B
Hawaii 12/18/2019

B
South Carolina 12/18/2019

B
Kansas 3/10/2022

B
South Dakota 7/31/2020

B
Kentucky 12/18/2019

B
Tennessee 12/18/2019

B
Louisiana 1/26/2021

B
Texas 12/18/2019

B
Maryland 12/18/2019

IA
Texas 1/3/2020

B
Massachusetts 12/18/2019

B
Utah 3/10/2022

B
Michigan 12/18/2019

B
Vermont 7/31/2020

B
Minnesota 7/9/2020

B
Virginia 12/18/2019

B
Nevada 7/31/2020

B
Washington 1/26/2021

B
New Hampshire 12/18/2019

B
Wisconsin 12/18/2019

B
New Jersey 11/6/2019

B
Wyoming 1/26/2021

IA
New Jersey 12/10/2019

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
250 S. MIDDLETOWN ROAD, NANUET, NY 10954
Registered with this firm since 12/10/2019

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
250 S. MIDDLETOWN ROAD, NANUET, NY 10954
Registered with this firm since 11/6/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
B
03/21/2019 - 10/03/2019 PARK AVENUE SECURITIES LLC (CRD#:46173) PARAMUS, NJ
B
10/30/2017 - 04/13/2018 THE WILLIAMS CAPITAL GROUP, L.P. (CRD#:35149) NEW YORK, NY
B
12/03/2007 - 02/13/2009 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) NEW YORK, NY
B
02/11/2005 - 12/18/2007 A. G. EDWARDS & SONS, INC. (CRD#:4) NEW YORK, NY
B
10/01/2000 - 11/04/2004 BROWN BROTHERS HARRIMAN & CO. (CRD#:104487) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.