Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
KEVIN MICHAEL BURKE
CRD#: 2599677
IA
Investment Adviser
B
Broker
KEY INVESTMENT SERVICES LLCCRD#: 136300 Mesa, AZ
Registration History
19952000200520102015202020252 FIRMS2002 - 2003 (1 year)2 FIRMS2003 - 2004 (<1 year)2 FIRMS2004 - 2005 (<1 year)2 FIRMS2005 - 2006 (1 year)2 FIRMS2013 - 2016 (3 years)2 FIRMS2016 - 2018 (2 years)2 FIRMS2018 - Present (6 years)BTHE O.N. EQUITY SALES COMPANY (CRD# 2936)2012 - 2013 (<1 year)BSUNTRUST SECURITIES, INC. (CRD# 17499)2000 - 2002 (1 year)BWACHOVIA BROKERAGE SERVICE (CRD# 17503)1995 - 1999 (3 years)
License(s)

State Registrations

B
District of Columbia 10/30/2018
IA
Ohio 10/31/2018
B
Ohio 10/31/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
KEY INVESTMENT SERVICES LLC (CRD#:136300)
Mesa, AZ
Registered with this firm since 10/31/2018
B
KEY INVESTMENT SERVICES LLC (CRD#:136300)
Mesa, AZ
Registered with this firm since 10/30/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/04/2016 - 09/19/2018 CAPITAL ONE ADVISORS, LLC (CRD#:136865) MCLEAN, VA
B
 08/04/2016 - 09/19/2018 CAPITAL ONE INVESTING, LLC (CRD#:45744) McLean, VA
IA
 08/05/2013 - 08/16/2016 MORGAN STANLEY (CRD#:149777) TAMPA, FL
B
 06/20/2013 - 08/16/2016 MORGAN STANLEY (CRD#:149777) TAMPA, FL
B
 10/02/2012 - 05/30/2013 THE O.N. EQUITY SALES COMPANY (CRD#:2936) THE VILLAGES, FL
IA
 07/19/2005 - 08/28/2006 TIAA-CREF ADVICE AND PLANNING SERVICES (CRD#:20472) WASHINGTON, DC
B
 04/14/2005 - 08/28/2006 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472) WASHINGTON, DC
IA
 09/13/2004 - 04/04/2005 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) MCLEAN, VA
B
 08/11/2004 - 04/04/2005 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
IA
 11/19/2003 - 08/02/2004 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) WASHINGTON, DC
B
 11/19/2003 - 08/02/2004 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) FORT MILL, SC
IA
 11/18/2002 - 11/19/2003 RIGGS SECURITIES INC. (CRD#:46202) WASHINGTON, DC
B
 04/04/2002 - 11/19/2003 RIGGS SECURITIES INC. (CRD#:46202) WASHINGTON, DC
B
 07/31/2000 - 04/08/2002 SUNTRUST SECURITIES, INC. (CRD#:17499) ATLANTA, GA
B
 04/18/1995 - 01/25/1999 WACHOVIA BROKERAGE SERVICE (CRD#:17503) WINSTON SALEM, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.