When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Mr. Washburn pled not guilty to the charges stemming from a personal dispute in July 2020. A special prosecutor was requested to replace the prosecutor in all cases for which they appear due to allegations of prosecutorial misconduct. Mr. Washburn's case hearing has delayed until the prosecutors misconduct case was resolved. Upon successful completion of probation, Judgment of Conviction will be amended to a Class A Misdemeanor. Mr. Washburn has filed a notice to appeal the decision November 17, 2022.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.