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Detailed Report
JULIA MAHAFFEY HALSTEAD
JUDY HALSTEAD, JULIA M HALSTEAD, JULIA LYNN, JUDY MAHAFFEY
CRD#: 2599247
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 428 MCLAWS CIRCLE
STE 100
WILLIAMSBURG, VA 23185
Registration History
1995200020052010201520202025IAWELLS FARGO ADVISORS (CRD# 19616)2001 - Present (24 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)1999 - Present (25 years)BFIRST UNION CAPITAL MARKETS CORP. (CRD# 6124)1995 - 1999 (4 years)
License(s)

State Registrations

B
Alabama 2/25/2011
B
New Jersey 10/1/1999
B
California 10/1/1999
B
New Mexico 8/23/2024
B
Colorado 11/26/2002
B
New York 10/1/1999
B
Connecticut 11/26/2002
B
North Carolina 10/1/1999
B
Delaware 11/26/2002
B
Ohio 10/1/1999
B
District of Columbia 11/26/2002
B
Oregon 1/23/2024
B
Florida 10/1/1999
B
Pennsylvania 10/1/1999
B
Georgia 10/1/1999
B
Rhode Island 9/4/2024
B
Idaho 5/24/2021
B
South Carolina 11/26/2002
B
Illinois 6/4/2019
B
South Dakota 11/19/2019
B
Indiana 10/1/1999
B
Tennessee 11/29/2012
B
Kentucky 1/25/2016
B
Texas 8/30/2011
B
Louisiana 2/20/2004
IA
Texas 8/31/2011
B
Maine 8/12/2015
B
Utah 3/13/2020
B
Maryland 10/1/1999
B
Vermont 9/27/2016
B
Massachusetts 11/27/2002
B
Virginia 10/1/1999
B
Michigan 6/15/2022
IA
Virginia 3/7/2001
B
Minnesota 8/10/2022
B
Washington 10/1/1999
B
Missouri 2/17/2011
B
West Virginia 3/15/2021
B
Nevada 11/17/2016
B
Wisconsin 6/1/2023

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
428 MCLAWS CIRCLE STE 100, WILLIAMSBURG, VA 23185
Registered with this firm since 3/7/2001
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
428 MCLAWS CIRCLE STE 100, WILLIAMSBURG, VA 23185
Registered with this firm since 10/1/1999
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 05/19/1995 - 10/01/1999 FIRST UNION CAPITAL MARKETS CORP. (CRD#:6124) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.