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DAVID EDWARD BUCHOLTZ JR
CRD#: 2598738
IA
B
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 2786 S.O.M. CENTER ROAD
SUITE 100
WILLOUGHBY HILLS, OH 44094
SUITE 100
WILLOUGHBY HILLS, OH 44094
0
Disclosures
30
Years of Experience
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State Registrations
B
Alabama 9/11/2019
B
Michigan 8/1/2019
B
Alaska 11/5/2013
B
Minnesota 8/1/2019
B
Arizona 8/1/2019
B
New York 10/27/2015
B
Arkansas 8/1/2019
B
North Carolina 9/25/2003
B
Colorado 1/7/2016
B
Ohio 6/20/2003
B
Florida 3/23/2007
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Ohio 6/23/2003
B
Georgia 1/3/2019
B
Pennsylvania 1/3/2019
B
Illinois 11/12/2013
B
South Carolina 3/13/2006
B
Indiana 5/25/2016
B
Tennessee 7/13/2020
B
Kentucky 8/1/2019
B
Texas 8/24/2005
B
Maryland 3/21/2017
B
Virginia 6/24/2024
SRO Registrations
B
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Registered with this firm since 6/23/2003
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Registered with this firm since 6/20/2003
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/26/2019 - 01/01/2023 | Willoughby Hills, OH | |
IA | 05/13/2003 - 07/03/2003 | MUSKEGON, MI | |
B | 05/09/2003 - 07/03/2003 | FORT MILL, SC | |
IA | 05/16/2001 - 05/12/2003 | CHARDON, OH | |
B | 06/05/2000 - 05/12/2003 | ST. LOUIS, MO | |
B | 12/01/1997 - 06/05/2000 | ATLANTA, GA | |
B | 04/11/1995 - 12/05/1997 | LOS ANGELES, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.