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WILLIAM RUBEN TERRY II
WILLIAM R II TERRY
CRD#: 2598436
IA
B
OSAIC WEALTH, INC.CRD#: 23131 2847 PENN FOREST BOULEVARD
SUITE 100
ROANOKE, VA 24018
SUITE 100
ROANOKE, VA 24018
0
Disclosures
29
Years of Experience
View By:
State Registrations
B
Alabama 1/26/2021
IA
North Carolina 6/4/2024
B
Colorado 11/2/2018
B
Pennsylvania 10/29/2020
B
Florida 11/2/2018
B
South Carolina 7/17/2020
IA
Florida 9/27/2024
B
Tennessee 11/2/2020
B
Georgia 11/2/2018
B
Texas 11/13/2019
B
Massachusetts 10/11/2023
IA
Texas 9/26/2024
B
New Jersey 6/4/2019
B
Virginia 11/2/2018
B
North Carolina 11/2/2018
IA
Virginia 11/2/2018
SRO Registrations
B
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IA
Registered with this firm since 11/2/2018
B
Registered with this firm since 11/2/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/24/2013 - 11/02/2018 | ROANOKE, VA | |
B | 04/05/1995 - 11/02/2018 | ROANOKE, VA | |
B | 04/05/1995 - 05/01/1997 | BOSTON, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.