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Detailed Report
DENISE LYNNETTE STORM
DENISE LYNNETTE TUTTLE, DENISE LYNNETTE TUTTLE STORM
CRD#: 2597885
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 1010 BRADEN AVENUE
CHARITON, IA 50049
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2010 (3 years)2 FIRMS2010 - 2011 (1 year)2 FIRMS2011 - 2023 (12 years)2 FIRMS2023 - Present (1 year)BSPECTRUM CAPITAL, INC. (CRD# 28303)1999 - 2007 (8 years)BPRUCO SECURITIES CORPORATION (CRD# 5685)1996 - 1999 (2 years)IASPECTRUM CAPITAL, INC. (CRD# 28303)2004 - 2007 (2 years)
License(s)

State Registrations

B
Georgia 9/1/2023
B
Mississippi 9/1/2023
B
Iowa 9/1/2023
B
Missouri 9/1/2023
IA
Iowa 9/1/2023
B
Texas 9/1/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
1010 BRADEN AVENUE, CHARITON, IA 50049
Registered with this firm since 9/1/2023
B
OSAIC WEALTH, INC. (CRD#:23131)
1010 BRADEN AVENUE, CHARITON, IA 50049
Registered with this firm since 9/1/2023
Previous Registration(s)
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IA
 09/22/2011 - 09/01/2023 SAGEPOINT FINANCIAL, INC. (CRD#:133763) CHARITON, IA
B
 08/23/2011 - 09/01/2023 SAGEPOINT FINANCIAL, INC. (CRD#:133763) CHARITON, IA
IA
 06/02/2010 - 09/21/2011 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) CHARITON, IA
B
 06/02/2010 - 09/21/2011 SECURITIES AMERICA, INC. (CRD#:10205) CHARITON, IA
IA
 06/19/2007 - 06/02/2010 PRIMEVEST FINANCIAL SERVICES, INC. (CRD#:15340) CHARITON, IA
B
 06/19/2007 - 06/02/2010 PRIMEVEST FINANCIAL SERVICES, INC. (CRD#:15340) CHARITON, IA
IA
 10/18/2004 - 06/18/2007 SPECTRUM CAPITAL, INC. (CRD#:28303) CORYDON, IA
B
 01/06/1999 - 06/18/2007 SPECTRUM CAPITAL, INC. (CRD#:28303) CORYDON, IA
B
 07/10/1996 - 01/12/1999 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.