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DAVID KANE METZ
DAVID METZ
CRD#: 2597610
IA
B
MORGAN STANLEYCRD#: 149777 419 Village Drive
Suite 1
Carlisle, PA 17015
Suite 1
Carlisle, PA 17015
0
Disclosures
29
Years of Experience
View By:
State Registrations
B
Alabama 8/31/2020
B
Nevada 2/20/2019
B
Alaska 11/14/2022
B
New Hampshire 1/9/2013
B
Arizona 1/15/2013
B
New Jersey 6/1/2009
B
Arkansas 2/20/2019
B
New Mexico 6/1/2009
B
California 6/1/2009
B
New York 6/1/2009
B
Colorado 3/21/2012
B
North Carolina 6/1/2009
B
Connecticut 6/1/2009
B
North Dakota 2/20/2019
B
Delaware 3/19/2010
B
Ohio 6/1/2009
B
District of Columbia 6/1/2009
B
Oklahoma 1/22/2021
B
Florida 6/1/2009
B
Oregon 2/26/2019
B
Georgia 1/9/2013
B
Pennsylvania 6/1/2009
B
Hawaii 2/9/2015
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Pennsylvania 2/27/2012
B
Idaho 11/14/2022
B
Puerto Rico 2/20/2019
B
Illinois 6/1/2009
B
Rhode Island 2/20/2019
B
Indiana 6/1/2009
B
South Carolina 6/1/2009
B
Iowa 11/14/2022
B
South Dakota 6/1/2009
B
Kansas 10/25/2011
B
Tennessee 6/1/2009
B
Kentucky 11/14/2022
B
Texas 6/1/2009
B
Louisiana 2/2/2016
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Texas 3/27/2012
B
Maine 12/18/2015
B
Utah 12/14/2016
B
Maryland 6/1/2009
B
Vermont 1/3/2013
B
Massachusetts 1/15/2013
B
Virgin Islands 11/14/2022
B
Michigan 2/27/2017
B
Virginia 6/1/2009
B
Minnesota 1/3/2013
B
Washington 6/1/2009
B
Mississippi 2/20/2019
B
West Virginia 1/3/2013
B
Missouri 3/19/2018
B
Wisconsin 6/1/2009
B
Montana 6/15/2021
B
Wyoming 12/4/2019
B
Nebraska 9/14/2018
SRO Registrations
B
B
B
B
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Registered with this firm since 2/27/2012
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 02/21/2006 - 06/01/2009 | NEW YORK, NY | |
B | 05/04/1995 - 02/21/2006 | BALTIMORE, MD |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.