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JOHN CAPRON GUGGENHEIMER
JOHN CAPRON GUGGENHEINER
CRD#: 2596845
IA
Investment Adviser
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Broker
WELLS FARGO ADVISORSCRD#: 19616 146 WESTERN BLVD
JACKSONVILLE, NC 28546
Registration History
19952000200520102015202020252 FIRMS2007 - Present (17 years)BUVEST FINANCIAL SERVICES GROUP... (CRD# 13787)2004 - 2007 (2 years)BBB&T INVESTMENT SERVICES, INC. (CRD# 33856)2004 - 2004 (<1 year)BFERRIS, BAKER WATTS INCORPORATED (CRD# 285)2001 - 2003 (2 years)BBB&T INVESTMENT SERVICES, INC. (CRD# 33856)1998 - 2001 (3 years)BSECURITIES AMERICA, INC. (CRD# 10205)1997 - 1997 (<1 year)BEDWARD D. JONES & CO., L.P. (CRD# 250)1995 - 1995 (<1 year)
License(s)

State Registrations

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Alabama 4/27/2021

B
New York 4/6/2009

B
California 6/10/2020

B
North Carolina 3/5/2007

B
Colorado 1/24/2011

IA
North Carolina 6/28/2007

B
Connecticut 8/11/2009

B
South Carolina 3/5/2007

B
Florida 3/6/2007

B
Tennessee 3/30/2021

B
Georgia 6/18/2007

B
Texas 4/7/2020

B
Kansas 6/22/2020

B
Vermont 6/24/2020

B
Massachusetts 11/9/2023

B
Virginia 3/5/2007

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
146 WESTERN BLVD, JACKSONVILLE, NC 28546
900 HENDERSON DR, JACKSONVILLE, NC 28540
Registered with this firm since 6/28/2007

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
146 WESTERN BLVD, JACKSONVILLE, NC 28546
900 HENDERSON DR, JACKSONVILLE, NC 28540
Registered with this firm since 3/5/2007

Previous Registration(s)
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08/09/2004 - 03/03/2007 UVEST FINANCIAL SERVICES GROUP, INC. (CRD#:13787) WILMINGTON, NC
B
01/23/2004 - 06/17/2004 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) CHARLOTTE, NC
B
06/04/2001 - 12/19/2003 FERRIS, BAKER WATTS INCORPORATED (CRD#:285) BALTIMORE, MD
B
05/04/1998 - 06/05/2001 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) CHARLOTTE, NC
B
05/30/1997 - 07/16/1997 SECURITIES AMERICA, INC. (CRD#:10205) LAVISTA, NE
B
04/19/1995 - 06/26/1995 EDWARD D. JONES & CO., L.P. (CRD#:250) ST. LOUIS, MO
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B
Broker
IA
Investment Adviser
Disclosures
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