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JOSEPH DAVID SMALLEY
CRD#: 2596767
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 213 EAST SAINT JOSEPH STREET
LANSING, MI 48933
Registration History
1995200020052010201520202025IACOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2010 - Present (14 years)BCOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)1999 - Present (25 years)BEDWARD D. JONES & CO., L.P. (CRD# 250)1995 - 1999 (3 years)
License(s)

State Registrations

B
Connecticut 7/14/2022

IA
Michigan 10/25/2010

B
Florida 3/2/1999

B
Ohio 4/27/2021

B
Illinois 9/4/2001

B
South Carolina 2/9/2006

B
Indiana 1/2/2015

B
Texas 11/22/2013

B
Michigan 3/1/1999

B
Wisconsin 12/1/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
213 EAST SAINT JOSEPH STREET, LANSING, MI 48933
Registered with this firm since 10/25/2010

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
213 EAST SAINT JOSEPH STREET, LANSING, MI 48933
Registered with this firm since 3/1/1999

Previous Registration(s)
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B
04/25/1995 - 02/15/1999 EDWARD D. JONES & CO., L.P. (CRD#:250) ST. LOUIS, MO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.