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Detailed Report
Karen Anne Jerabek
KAREN ANNE RAGSDALE
CRD#: 2596760
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 700 Military Cutoff Road, Suite 135
Wilmington, NC 28405
Registration History
20082010201220142016201820202022202420262 FIRMS2018 - 2023 (5 years)2 FIRMS2023 - Present (1 year)BEDWARD JONES (CRD# 250)2008 - 2009 (<1 year)IAEDWARD JONES (CRD# 250)2009 - 2009 (<1 year)
License(s)

State Registrations

B
Arizona 6/22/2023
B
New York 6/22/2023
B
California 6/22/2023
IA
North Carolina 6/22/2023
B
Colorado 6/22/2023
B
North Carolina 6/26/2023
B
Connecticut 6/22/2023
B
Ohio 6/22/2023
B
Georgia 6/22/2023
B
Oregon 6/22/2023
B
Louisiana 7/31/2023
B
Pennsylvania 6/22/2023
B
Massachusetts 6/22/2023
B
South Dakota 12/4/2023
B
New Jersey 6/22/2023
B
Virginia 7/20/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
700 Military Cutoff Road, Suite 135, Wilmington, NC 28405
Registered with this firm since 6/22/2023
B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
700 Military Cutoff Road, Suite 135, Wilmington, NC 28405
Registered with this firm since 6/22/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/16/2018 - 06/23/2023 EDWARD JONES (CRD#:250) Hampstead, NC
B
 02/22/2018 - 06/23/2023 EDWARD JONES (CRD#:250) Hampstead, NC
IA
 01/13/2009 - 07/07/2009 EDWARD JONES (CRD#:250) HAMPSTEAD, NC
B
 12/12/2008 - 07/07/2009 EDWARD JONES (CRD#:250) HAMPSTEAD, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.