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WILLIAM HENRY FOULK III
WILLIAM HENRY FOULK
CRD#: 2596676
IA
Investment Adviser
B
Broker
OSAIC FS, INC.CRD#: 3870 DALLAS, TX
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS1996 - 1999 (3 years)2 FIRMS2000 - 2004 (4 years)2 FIRMS2005 - Present (20 years)BWASHINGTON SQUARE SECURITIES, INC. (CRD# 2882)1999 - 2000 (<1 year)
License(s)

State Registrations

B
Alabama 9/23/2022

B
New Mexico 3/17/2010

B
California 1/11/2005

B
North Carolina 11/15/2024

B
Colorado 1/11/2005

B
Ohio 6/8/2018

B
Florida 1/11/2005

B
Pennsylvania 3/17/2010

B
Georgia 1/18/2019

B
South Carolina 11/21/2014

B
Kansas 1/11/2005

B
Texas 1/11/2005

B
Kentucky 9/17/2018

IA
Texas 1/11/2005

B
Louisiana 3/17/2010

B
Virginia 6/25/2018

B
Missouri 4/24/2017

B
Wisconsin 9/10/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC FS, INC. (CRD#:3870)
DALLAS, TX
Registered with this firm since 1/11/2005

B
OSAIC FS, INC. (CRD#:3870)
DALLAS, TX
Registered with this firm since 1/11/2005

Previous Registration(s)
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IA
06/06/2000 - 12/31/2004 JEFFERSON PILOT SECURITIES CORP (CRD#:3870) DALLAS, TX
B
06/06/2000 - 12/31/2004 JEFFERSON PILOT SECURITIES CORPORATION (CRD#:3870) FORT WAYNE, IN
B
08/25/1999 - 06/20/2000 WASHINGTON SQUARE SECURITIES, INC. (CRD#:2882) WINDSOR, CT
B
01/11/1996 - 09/15/1999 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
01/11/1996 - 09/15/1999 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.