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JOSEPH HOWARD POWERS
JOE POWERS, JOSEPH H POWERS
CRD#: 2596546
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 Smyrna, GA
Registration History
1995200020052010201520202025IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2004 - Present (20 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1995 - Present (29 years)
License(s)

State Registrations

B
Alabama 1/26/2015

B
Nevada 1/26/2015

B
Alaska 1/26/2015

B
New Hampshire 1/26/2015

B
Arizona 1/26/2015

B
New Jersey 1/26/2015

B
Arkansas 1/26/2015

B
New Mexico 1/26/2015

B
California 1/26/2015

B
New York 1/26/2015

B
Colorado 1/26/2015

B
North Carolina 9/4/1998

B
Connecticut 1/26/2015

IA
North Carolina 11/5/2024

B
Delaware 1/26/2015

B
North Dakota 1/26/2015

B
District of Columbia 1/26/2015

B
Ohio 1/26/2015

B
Florida 1/26/2015

B
Oklahoma 1/26/2015

B
Georgia 6/23/2010

B
Oregon 1/26/2015

IA
Georgia 10/6/2020

B
Pennsylvania 1/26/2015

B
Hawaii 1/26/2015

B
Puerto Rico 1/26/2015

B
Idaho 1/26/2015

B
Rhode Island 1/26/2015

B
Illinois 1/26/2015

B
South Carolina 10/13/1997

B
Indiana 1/26/2015

IA
South Carolina 1/23/2015

B
Iowa 1/26/2015

B
South Dakota 1/26/2015

B
Kansas 1/26/2015

B
Tennessee 1/26/2015

B
Kentucky 1/26/2015

B
Texas 7/27/2005

B
Louisiana 1/26/2015

IA
Texas 7/27/2005

B
Maine 1/26/2015

B
Utah 1/26/2015

B
Maryland 4/2/2008

B
Vermont 1/26/2015

B
Massachusetts 1/26/2015

B
Virgin Islands 1/26/2015

B
Michigan 1/26/2015

B
Virginia 6/23/2010

B
Minnesota 1/26/2015

B
Washington 1/26/2015

B
Mississippi 1/26/2015

B
West Virginia 1/26/2015

B
Missouri 1/26/2015

B
Wisconsin 1/26/2015

B
Montana 1/26/2015

B
Wyoming 1/26/2015

B
Nebraska 1/26/2015

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
Smyrna, GA
6000 FAIRVIEW RD, CHARLOTTE, NC 28210
Registered with this firm since 12/8/2004

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
Smyrna, GA
6000 FAIRVIEW RD, CHARLOTTE, NC 28210
Registered with this firm since 4/5/1995

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.