Individual Firm
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BARRY NELSON RODERICK
CRD#: 2595872
IA
B
EQUITABLE ADVISORS, LLCCRD#: 6627 5337 MILLENIA LAKES BLVD.
SUITE 405
ORLANDO, FL 32839
SUITE 405
ORLANDO, FL 32839
0
Disclosures
29
Years of Experience
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State Registrations
B
California 3/20/2017
IA
Georgia 2/6/2025
B
Florida 3/20/2017
B
Maine 1/16/2020
IA
Florida 3/21/2017
B
Missouri 2/12/2021
B
Georgia 5/5/2017
SRO Registrations
B
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IA
Registered with this firm since 3/21/2017
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Registered with this firm since 3/20/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 02/18/2016 - 01/28/2017 | LAKE MARY, FL | |
IA | 08/15/2016 - 01/27/2017 | LAKE MARY, FL | |
IA | 10/30/2009 - 12/11/2015 | ORLANDO, FL | |
B | 10/21/2009 - 12/11/2015 | ORLANDO, FL | |
IA | 07/06/2005 - 09/21/2009 | ORLANDO, FL | |
B | 06/27/2005 - 09/21/2009 | ORLANDO, FL | |
B | 06/27/2005 - 07/09/2007 | ORLANDO, FL | |
IA | 03/16/1995 - 06/23/2005 | ORLANDO, FL | |
B | 03/13/1995 - 06/23/2005 | NEW YORK, NY | |
B | 03/13/1995 - 01/05/2000 | NEW YORK, NY |
NEW YORK, NY
03/13/1995 - 01/05/2000
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.