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Detailed Report
KEITH STEWART KIMBERLY
CRD#: 2595482
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 5990 VENTURE DR., SUITE C
DUBLIN, OH 43017
Registration History
19952000200520102015202020252 FIRMS2021 - Present (3 years)BVOYA FINANCIAL ADVISORS, INC. (CRD# 2882)2004 - 2021 (17 years)BLOCUST STREET SECURITIES, INC. (CRD# 1703)2001 - 2004 (2 years)BWASHINGTON SQUARE SECURITIES, INC. (CRD# 2882)1999 - 2001 (2 years)BPRINCOR FINANCIAL SERVICES COR... (CRD# 1137)1998 - 1999 (<1 year)BMML INVESTORS SERVICES, INC. (CRD# 10409)1995 - 1998 (3 years)IAVOYA FINANCIAL ADVISORS, INC. (CRD# 2882)2017 - 2021 (4 years)
License(s)

State Registrations

B
Arizona 5/12/2021
B
Ohio 5/12/2021
B
Florida 7/6/2021
IA
Ohio 5/19/2021
B
Illinois 5/24/2021
B
South Carolina 5/12/2021
B
Indiana 5/12/2021
B
Tennessee 6/1/2023
B
Kentucky 12/13/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
5990 VENTURE DR., SUITE C, DUBLIN, OH 43017
Registered with this firm since 5/19/2021
B
LPL FINANCIAL LLC (CRD#:6413)
5990 VENTURE DR., SUITE C, DUBLIN, OH 43017
Registered with this firm since 5/12/2021
Previous Registration(s)
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IA
 02/21/2017 - 05/19/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) DUBLIN, OH
B
 01/01/2004 - 05/19/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) DUBLIN, OH
B
 09/10/2001 - 01/01/2004 LOCUST STREET SECURITIES, INC. (CRD#:1703) DES MOINES, IA
B
 01/21/1999 - 09/12/2001 WASHINGTON SQUARE SECURITIES, INC. (CRD#:2882) WINDSOR, CT
B
 04/21/1998 - 01/22/1999 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) DES MOINES, IA
B
 03/14/1995 - 04/03/1998 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.