Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
LAWRENCE EDWARD PETERSON
PETE PETERSON
CRD#: 2595421
IA
Investment Adviser
B
Previous Broker
GLOBAL VIEW CAPITAL MANAGEMENT LLCCRD#: 158292 207 GRAND AVENUE
WAUSAU, WI 54403
Registration History
19952000200520102015202020252 FIRMS2010 - 2013 (3 years)IAGLOBAL VIEW CAPITAL MANAGEMENT LLC (CRD# 158292)2014 - Present (11 years)BPURSHE KAPLAN STERLING INVESTMENTS (CRD# 35747)2014 - 2023 (9 years)BWORLD GROUP SECURITIES, INC. (CRD# 114473)2002 - 2010 (8 years)BWMA SECURITIES, INC. (CRD# 32625)2001 - 2002 (1 year)BWMA SECURITIES, INC. (CRD# 32625)1995 - 2000 (5 years)IAINVESTMENT ADVISORS INTERNATIO... (CRD# 139233)2006 - 2010 (4 years)IAINTERSECURITIES, INC. (CRD# 16164)2004 - 2006 (1 year)
License(s)

State Registrations

IA
Wisconsin 1/2/2014
Current Registration(s)
IA
GLOBAL VIEW CAPITAL MANAGEMENT LLC (CRD#:158292)
207 GRAND AVENUE, WAUSAU, WI 54403
Registered with this firm since 1/2/2014
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 01/02/2014 - 11/30/2023 PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747) SCHOFIELD, WI
IA
 11/03/2010 - 12/31/2013 THE STRATEGIC FINANCIAL ALLIANCE (CRD#:126514) WAUSAU, WI
B
 11/03/2010 - 12/31/2013 THE STRATEGIC FINANCIAL ALLIANCE, INC. (CRD#:126514) WAUSAU, WI
IA
 07/17/2006 - 11/02/2010 INVESTMENT ADVISORS INTERNATIONAL, INC. (CRD#:139233) WAUSAU, WI
B
 04/12/2002 - 11/02/2010 WORLD GROUP SECURITIES, INC. (CRD#:114473) WAUSAU, WI
IA
 12/16/2004 - 08/25/2006 INTERSECURITIES, INC. (CRD#:16164) STEVENS POINT, WI
B
 01/06/2001 - 04/12/2002 WMA SECURITIES, INC. (CRD#:32625) DULUTH, GA
B
 04/05/1995 - 12/31/2000 WMA SECURITIES, INC. (CRD#:32625) DULUTH, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.