Individual Firm
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JOHN VAGIANOS JR
JOHN VAGIANOS JR., JOHN VAGIANOS
CRD#: 2594986
IA
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CREATIVE PLANNINGCRD#: 105348 RALEIGH, NC
0
Disclosures
17
Years of Experience
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State Registrations
IA
North Carolina 4/18/2018
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Texas 8/29/2023
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/20/2014 - 03/07/2018 | SAINT LOUIS, MO | |
B | 01/10/2014 - 03/07/2018 | ST LOUIS, MO | |
IA | 09/21/2010 - 01/03/2014 | BOCA RATON, FL | |
IA | 09/01/2010 - 01/03/2014 | BOCA RATON, FL | |
B | 09/01/2010 - 01/03/2014 | BOCA RATON, FL | |
IA | 11/13/2009 - 12/18/2009 | DELRAY BEACH, FL | |
B | 11/13/2009 - 12/18/2009 | DELRAY BEACH, FL | |
IA | 06/19/2008 - 11/13/2009 | DELRAY BEACH, FL | |
B | 06/19/2008 - 11/13/2009 | DELRAY BEACH, FL | |
B | 01/29/2008 - 06/09/2008 | DEERFIELD BEACH, FL | |
B | 02/09/1998 - 04/08/1998 | NEW YORK, NY | |
B | 06/17/1996 - 07/15/1996 | DEERFIELD BEACH, FL | |
B | 02/02/1996 - 07/01/1996 | NEW YORK, NY | |
B | 11/22/1995 - 01/26/1996 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.